SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form DEF 14A - Other definitive proxy statements:
SEC Accession No. 0001193125-21-134521
Filing Date
2021-04-27
Accepted
2021-04-27 17:28:02
Documents
123
Period of Report
2021-06-15

Document Format Files

Seq Description Document Type Size
1 DEF 14A d15723ddef14a.htm DEF 14A 1648706
2 COURTESY COPY d15723ddef14a1.pdf DEF 14A 28829390
3 GRAPHIC g157231sp0152.jpg GRAPHIC 256093
4 GRAPHIC g157231sp144aa.jpg GRAPHIC 1168
5 GRAPHIC g15723g0010a.jpg GRAPHIC 1012
6 GRAPHIC g15723g0010b.jpg GRAPHIC 978
7 GRAPHIC g15723g0010c.jpg GRAPHIC 1016
8 GRAPHIC g15723g0010d.jpg GRAPHIC 1147
9 GRAPHIC g15723g0010f.jpg GRAPHIC 2968
10 GRAPHIC g15723g0014a.jpg GRAPHIC 308163
11 GRAPHIC g15723g0015a.jpg GRAPHIC 2295
12 GRAPHIC g15723g0016a2.jpg GRAPHIC 86699
13 GRAPHIC g15723g0018a2.jpg GRAPHIC 43267
14 GRAPHIC g15723g0018b.jpg GRAPHIC 43548
15 GRAPHIC g15723g0018c.jpg GRAPHIC 15268
16 GRAPHIC g15723g001a.jpg GRAPHIC 318390
17 GRAPHIC g15723g0023a.jpg GRAPHIC 331219
18 GRAPHIC g15723g0024a.jpg GRAPHIC 1861
19 GRAPHIC g15723g0025a.jpg GRAPHIC 67642
20 GRAPHIC g15723g002a.jpg GRAPHIC 8059
21 GRAPHIC g15723g002b.jpg GRAPHIC 5335
22 GRAPHIC g15723g002c.jpg GRAPHIC 6051
23 GRAPHIC g15723g002d2.jpg GRAPHIC 7263
24 GRAPHIC g15723g002e.jpg GRAPHIC 4879
25 GRAPHIC g15723g003a.jpg GRAPHIC 18913
26 GRAPHIC g15723g004a.jpg GRAPHIC 17673
27 GRAPHIC g15723g006a.jpg GRAPHIC 404326
28 GRAPHIC g15723g007a.jpg GRAPHIC 7892
29 GRAPHIC g15723g009a.jpg GRAPHIC 1104
30 GRAPHIC g15723g009b.jpg GRAPHIC 1030
31 GRAPHIC g15723g009c.jpg GRAPHIC 938
32 GRAPHIC g15723g009d.jpg GRAPHIC 1033
33 GRAPHIC g15723g12b01.jpg GRAPHIC 191570
34 GRAPHIC g15723g25s15.jpg GRAPHIC 28783
35 GRAPHIC g15723g30a.jpg GRAPHIC 1101
36 GRAPHIC g15723g30c.jpg GRAPHIC 1255
37 GRAPHIC g15723g64t87.jpg GRAPHIC 26592
38 GRAPHIC g15723gra054.jpg GRAPHIC 58448
39 GRAPHIC g15723gra057b.jpg GRAPHIC 1125
40 GRAPHIC g15723gra26.jpg GRAPHIC 98442
41 GRAPHIC g15723gra27.jpg GRAPHIC 97554
42 GRAPHIC g15723pc11_page1.jpg GRAPHIC 154678
43 GRAPHIC g15723pc11_page2.jpg GRAPHIC 127602
44 GRAPHIC g15723pmr057c.jpg GRAPHIC 1034
45 GRAPHIC g15723pmr058.jpg GRAPHIC 148841
46 GRAPHIC g15723pmr068c.jpg GRAPHIC 6285
47 GRAPHIC g15723pmr073a.jpg GRAPHIC 2790
48 GRAPHIC g15723pmt056.jpg GRAPHIC 115653
49 GRAPHIC g15723pmt057a.jpg GRAPHIC 1069
50 GRAPHIC g15723pmt057d.jpg GRAPHIC 1027
51 GRAPHIC g15723pmt068a.jpg GRAPHIC 3955
52 GRAPHIC g15723pmt068b.jpg GRAPHIC 6949
53 GRAPHIC g15723pmt068d.jpg GRAPHIC 4611
54 GRAPHIC g15723pmt068e.jpg GRAPHIC 5938
55 GRAPHIC g15723pmt069.jpg GRAPHIC 17261
56 GRAPHIC g15723pmt072.jpg GRAPHIC 171353
57 GRAPHIC g15723pmt073b.jpg GRAPHIC 2760
58 GRAPHIC g15723pmt073c.jpg GRAPHIC 2525
59 GRAPHIC g15723pmt073d.jpg GRAPHIC 2879
60 GRAPHIC g15723pmt073e.jpg GRAPHIC 2725
61 GRAPHIC g15723snap0002.jpg GRAPHIC 3493
62 GRAPHIC g15723snap0003.jpg GRAPHIC 3761
63 GRAPHIC g15723snap0004.jpg GRAPHIC 3326
64 GRAPHIC g15723snap0005.jpg GRAPHIC 3745
65 GRAPHIC g15723snap0006.jpg GRAPHIC 3763
66 GRAPHIC g15723snap0007.jpg GRAPHIC 3692
67 GRAPHIC g15723snap001.jpg GRAPHIC 3426
68 GRAPHIC g15723snap0010.jpg GRAPHIC 3803
69 GRAPHIC g15723snap0011.jpg GRAPHIC 3524
70 GRAPHIC g15723snap0012.jpg GRAPHIC 3926
71 GRAPHIC g15723snap0021.jpg GRAPHIC 37518
72 GRAPHIC g15723snap0711.jpg GRAPHIC 3664
73 GRAPHIC g15723sp014.jpg GRAPHIC 1058
74 GRAPHIC g15723sp104.jpg GRAPHIC 19211
75 GRAPHIC g15723sp116.jpg GRAPHIC 1055
76 GRAPHIC g15723sp116ka2.jpg GRAPHIC 23822
77 GRAPHIC g15723sp118.jpg GRAPHIC 75477
78 GRAPHIC g15723sp119.jpg GRAPHIC 12857
79 GRAPHIC g15723sp123.jpg GRAPHIC 48362
80 GRAPHIC g15723sp124.jpg GRAPHIC 1782
81 GRAPHIC g15723sp124ka2.jpg GRAPHIC 4359
82 GRAPHIC g15723sp138a.jpg GRAPHIC 345857
83 GRAPHIC g15723sp144e.jpg GRAPHIC 1150
84 GRAPHIC g15723sp145a.jpg GRAPHIC 296773
85 GRAPHIC g15723sp14b.jpg GRAPHIC 1208
86 GRAPHIC g15723sp151a.jpg GRAPHIC 250898
87 GRAPHIC g15723sp31.jpg GRAPHIC 5474
88 GRAPHIC g15723sp32.jpg GRAPHIC 5878
89 GRAPHIC g15723sp33.jpg GRAPHIC 5071
90 GRAPHIC g15723sp34.jpg GRAPHIC 5300
91 GRAPHIC g15723sp35.jpg GRAPHIC 5411
92 GRAPHIC g15723sp36.jpg GRAPHIC 5201
93 GRAPHIC g15723sp37.jpg GRAPHIC 5322
94 GRAPHIC g15723sp38.jpg GRAPHIC 5362
95 GRAPHIC g15723sp39.jpg GRAPHIC 5237
96 GRAPHIC g15723sp40.jpg GRAPHIC 4944
97 GRAPHIC g15723sp41.jpg GRAPHIC 20129
98 GRAPHIC g15723sp43.jpg GRAPHIC 19083
99 GRAPHIC g15723sp44.jpg GRAPHIC 19692
100 GRAPHIC g15723sp45.jpg GRAPHIC 18980
101 GRAPHIC g15723sp49.jpg GRAPHIC 54943
102 GRAPHIC g15723sp79a.jpg GRAPHIC 1301
103 GRAPHIC g15723sp79b.jpg GRAPHIC 1441
104 GRAPHIC g15723sp79c.jpg GRAPHIC 1145
105 GRAPHIC g15723sp79d.jpg GRAPHIC 1138
106 GRAPHIC g15723sp79e.jpg GRAPHIC 1351
107 GRAPHIC g15723sp79f.jpg GRAPHIC 1540
108 GRAPHIC g15723sp79g.jpg GRAPHIC 1480
109 GRAPHIC g15723sp82.jpg GRAPHIC 17842
110 GRAPHIC g15723sp89a.jpg GRAPHIC 1436
111 GRAPHIC g15723sp89b.jpg GRAPHIC 14587
112 GRAPHIC g15723sp92a.jpg GRAPHIC 1418
113 GRAPHIC g15723sp92b.jpg GRAPHIC 14390
114 GRAPHIC g15723sp94a.jpg GRAPHIC 1347
115 GRAPHIC g15723sp94b.jpg GRAPHIC 14714
116 GRAPHIC g15723sp96a.jpg GRAPHIC 1472
117 GRAPHIC g15723sp96b.jpg GRAPHIC 14851
118 GRAPHIC g15723sp99a.jpg GRAPHIC 1518
119 GRAPHIC g15723sp99b.jpg GRAPHIC 13150
120 GRAPHIC g15723spb30.jpg GRAPHIC 1300
121 GRAPHIC g15723spd30.jpg GRAPHIC 1193
122 GRAPHIC g15723spe30.jpg GRAPHIC 1231
123 GRAPHIC g15723spf30.jpg GRAPHIC 1223
  Complete submission text file 0001193125-21-134521.txt   47844505
Mailing Address 151 W. 42ND STREET NEW YORK NY 10036
Business Address 151 W. 42ND STREET NEW YORK NY 10036 1 212 401 8700
NASDAQ, INC. (Filer) CIK: 0001120193 (see all company filings)

IRS No.: 521165937 | State of Incorp.: DE | Fiscal Year End: 1231
Type: DEF 14A | Act: 34 | File No.: 001-38855 | Film No.: 21860217
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services