SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 5 - Annual statement of changes in beneficial ownership of securities:
SEC Accession No. 0001104659-16-097315
Filing Date
2016-02-16
Accepted
2016-02-16 16:02:15
Documents
1
Period of Report
2015-12-31

Document Format Files

Seq Description Document Type Size
1 5 a5.html 5  
1 5 a5.xml 5 38770
  Complete submission text file 0001104659-16-097315.txt   41147
Mailing Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8011
Business Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8011 81332111811
NOMURA SECURITIES CO LTD (Reporting) CIK: 0000110097 (see all company filings)

State of Incorp.: M0 | Fiscal Year End: 0331
Type: 5 | Act: 34 | File No.: 001-33549 | Film No.: 161427847
SIC: 8880 American Depositary Receipts

Mailing Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8645
Business Address 1-9-1 NIHONBASHI CHUO-KU TOKYO M0 103-8645 810352551000
NOMURA HOLDINGS INC (Reporting) CIK: 0001163653 (see all company filings)

State of Incorp.: M0 | Fiscal Year End: 0331
Type: 5 | Act: 34 | File No.: 001-33549 | Film No.: 161427846
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017
Business Address 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 212-446-1410
TIPTREE FINANCIAL INC. (Issuer) CIK: 0001393726 (see all company filings)

IRS No.: 383754322 | State of Incorp.: MD | Fiscal Year End: 1231
SIC: 6411 Insurance Agents, Brokers & Service