EDGAR Filing Documents for 0001104659-16-155847

Form 8-K - Current report:

SEC Accession No. 0001104659-16-155847

Filing Date

2016-11-09

Accepted

2016-11-09 15:57:24

Documents

Period of Report

2016-11-03

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	8-K	a16-21256_18k.htm	8-K	47019
2	EX-10.4	a16-21256_1ex10d4.htm	EX-10.4	151455
3	EX-10.5	a16-21256_1ex10d5.htm	EX-10.5	119963
4	EX-10.6	a16-21256_1ex10d6.htm	EX-10.6	130664
5	EX-10.7	a16-21256_1ex10d7.htm	EX-10.7	166911
6	EX-10.8	a16-21256_1ex10d8.htm	EX-10.8	48382
7	EX-10.9	a16-21256_1ex10d9.htm	EX-10.9	34838
	Complete submission text file	0001104659-16-155847.txt		701045

Mailing Address 20 FIRST STREET FIRST FLOOR LOS ALTOS CA 94022

Business Address 20 FIRST STREET FIRST FLOOR LOS ALTOS CA 94022 (650) 518-7111

Great Elm Capital Group, Inc. (Filer) CIK: 0001082506 (see all company filings)