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Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material:
SEC Accession No. 0001193125-20-309653
Filing Date
2020-12-03
Accepted
2020-12-03 17:15:29
Documents
1
Effectiveness Date
2020-12-03

Document Format Files

Seq Description Document Type Size
1 DFAN14A d67962ddfan14a.htm DFAN14A 27033
  Complete submission text file 0001193125-20-309653.txt   28738
Mailing Address PO BOX 29217 SHAWNEE MISSION KS 66201-9217
Business Address 6300 LAMAR AVE OVERLAND PARK KS 66202-4200 9132362000
WADDELL & REED FINANCIAL INC (Subject) CIK: 0001052100 (see all company filings)

IRS No.: 510261715 | State of Incorp.: DE | Fiscal Year End: 1231
Type: DFAN14A | Act: 34 | File No.: 001-13913 | Film No.: 201367712
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121
Business Address 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210
LPL Financial Holdings Inc. (Filed by) CIK: 0001397911 (see all company filings)

IRS No.: 203717839 | State of Incorp.: DE | Fiscal Year End: 1231
Type: DFAN14A
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services