SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001104659-16-093100
Filing Date
2016-02-02
Accepted
2016-02-02 09:00:37
Documents
12
Period of Report
2016-02-01
Items
Item 2.02: Results of Operations and Financial Condition
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K a16-3311_18k.htm 8-K 39375
2 EX-10.1 a16-3311_1ex10d1.htm EX-10.1 143190
3 EX-99.1 a16-3311_1ex99d1.htm EX-99.1 726285
4 EX-99.2 a16-3311_1ex99d2.htm EX-99.2 10208
5 EX-99.3 a16-3311_1ex99d3.htm EX-99.3 11592
6 GRAPHIC g33111mqi001.gif GRAPHIC 394141
7 GRAPHIC g33111mqi002.jpg GRAPHIC 78866
8 GRAPHIC g33111mqi003.gif GRAPHIC 76164
9 GRAPHIC g33111mqi004.gif GRAPHIC 86667
10 GRAPHIC g33111mqi005.jpg GRAPHIC 119747
11 GRAPHIC g33111moi001.jpg GRAPHIC 5232
12 GRAPHIC g33111mm01i001.jpg GRAPHIC 5232
  Complete submission text file 0001104659-16-093100.txt   1987412
Mailing Address PO BOX 29217 SHAWNEE MISSION KS 66201-9217
Business Address 6300 LAMAR AVE OVERLAND PARK KS 66202-4200 9132362000
WADDELL & REED FINANCIAL INC (Filer) CIK: 0001052100 (see all company filings)

IRS No.: 510261715 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-13913 | Film No.: 161379356
SIC: 6211 Security Brokers, Dealers & Flotation Companies