Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
SEC Accession No. 0000950109-98-000514
Filing Date
1998-01-30
Accepted
1998-01-30 00:00:00
Documents
9
SROs
NYSE

Document Format Files

Seq Description Document Type Size
1 AMENDMENT NO. 1 TO S-1 S-1/A 21001
2 UNDERWRITING AGREEMENT EX-1.1 87989
3 AMENDED AND RESTATED CERTIFICATE OF INC. EX-3.1 45809
4 BYLAWS OF WADDELL & REED FINANCIAL, INC. EX-3.2 35988
5 PROMISSORY NOTE EX-4.2 2901
6 PROMISSORY NOTE EX-4.3 2948
7 PUBLIC OFFERING AND SEPARATION AGREEMENT EX-10.1 92994
8 FORM OF TAX DISAFFILIATION AGREEMENT EX-10.2 41722
9 CONSENT OF KPMG PEAT MARWICK LLP EX-23.2 456
  Complete submission text file 0000950109-98-000514.txt   334141
Mailing Address P O BOX 29217 6300 LAMAR AVE OVERLAND PARK KS 66202-4200
Business Address P O BOX 29217 6300 LAMAR AVE OVERLAND PARK KS 66202-4200 9132362000
WADDELL & REED FINANCIAL INC (Filer) CIK: 0001052100 (see all company filings)

EIN.: 510261715 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1/A | Act: 33 | File No.: 333-43687 | Film No.: 98517282
SIC: 6211 Security Brokers, Dealers & Flotation Companies