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Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
SEC Accession No. 0000950109-98-001451
Filing Date
1998-02-27
Accepted
1998-02-27 00:00:00
Documents
21
SROs
NYSE

Document Format Files

Seq Description Document Type Size
1 AMENDMENT 3 TO S-1 S-1/A 425372
2 AMENDED & RESTATED CERT. OF INCORPORATION EX-3.1 46938
3 AMENDED & RESTATED BYLAWS EX-3.2 37103
4 FORM OF COMMON STOCK CERTIFICATE EX-4.1 3473
5 INVESTMENT SERVICES AGREEMENT EX-10.3 14812
6 GENERAL AGENT CONTRACT EX-10.4 26135
7 AMENDMENT TO GENERAL AGENT CONTRACT EX-10.5 1794
8 INDEPENDENT AGENT CONTRACT EX-10.6 23656
9 AMENDMENT TO INDEPENDENT AGENT CONTRACT EX-10.7 1614
10 W&R FINANCIAL 1998 STOCK INCENTIVE PLAN EX-10.8 61966
11 1998 NON-EMPLOYEE DIR. STK OPTION PLAN EX-10.9 36111
12 1998 EXEC. DEFERRED COMP. STK. OPTION PLAN EX-10.10 52874
13 PROPERTY MANAGEMENT CONTRACT EX-10.14 51200
14 AGREEMENT AMENDING DISTRIBUTION CONTRACT EX-10.15 3045
15 DISTRIBUTION CONTRACT EX-10.16 14309
16 AGRMNT AMNDING UNDRWRTNG AGREEMENT EX-10.17 2468
17 PRINCIPAL UNDERWRITING AGREEMENT EX-10.18 17840
18 SERVICES AGREEMENT EX-10.19 8559
19 RECIPROSITY AGREEMENT EX-10.20 4861
20 ADMINISTRATION SERVICES AGREEMENT EX-10.21 8445
21 CONSENT OF KPMG EX-23.2 457
  Complete submission text file 0000950109-98-001451.txt   846691
Mailing Address P O BOX 29217 6300 LAMAR AVE OVERLAND PARK KS 66202-4200
Business Address P O BOX 29217 6300 LAMAR AVE OVERLAND PARK KS 66202-4200 9132362000
WADDELL & REED FINANCIAL INC (Filer) CIK: 0001052100 (see all company filings)

IRS No.: 510261715 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1/A | Act: 33 | File No.: 333-43687 | Film No.: 98552061
SIC: 6211 Security Brokers, Dealers & Flotation Companies