EDGAR Filing Documents for 0001398344-10-001497

Form N-14/A - Registration statement for open-end investment company (business combinations): [Amend]

SEC Accession No. 0001398344-10-001497

Filing Date

2010-11-18

Accepted

2010-11-18 15:41:31

Documents

Document Format Files

Seq	Description	Document	Type	Size
1		fp0002269_n14-a.htm	N-14/A	53457
2		fp0002269_ex9916-a.htm	EX-99.16.A	7208
3		fp0002269_ex9916-b.htm	EX-99.16.B	7273
4		fp0002269_ex9916-c.htm	EX-99.16.C	7267
5		fp0002269_ex9916-d.htm	EX-99.16.D	7162
6		sig_tanaka.jpg	GRAPHIC	18671
7		sig_fox.jpg	GRAPHIC	20209
8		sig_nelson.jpg	GRAPHIC	19560
9		sig_schwarz.jpg	GRAPHIC	19860
	Complete submission text file	0001398344-10-001497.txt		193038

Series and Classes/Contracts Information:

Merger
	Status	Name	Ticker Symbol
CIK 0001051219	acquiring
Series S000004755		TANAKA Growth Fund
Class/Contract C000012945		Class R	TGFRX
CIK 0001002556	target
Series S000000942		EMBARCADERO ABSOLUTE RETURN FUND
Class/Contract C000002693		EMBARCADERO ABSOLUTE RETURN FUND	EMSMX
CIK 0001002556
Series S000000945		EMBARCADERO MARKET NEUTRAL FUND
Class/Contract C000002696		EMBARCADERO MARKET NEUTRAL FUND	EFMNX

Mailing Address 369 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10017

Business Address 369 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10017 2124903380