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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001493152-18-013905
Filing Date
2018-09-28 17:20:21
Period of Report
Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Document Format Files

Seq Description Document Type Size
1 form8-k.htm 8-K 28377
  Complete submission text file 0001493152-18-013905.txt   30041
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 181095000
SIC: 6211 Security Brokers, Dealers & Flotation Companies