Form 8-K - Current report:
SEC Accession No. 0001493152-17-012723
Filing Date
2017-11-09
Accepted
2017-11-09 17:16:01
Documents
2
Period of Report
2017-11-08
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 form8-k.htm 8-K 29080
2 ex10-1.htm EX-10.1 154843
  Complete submission text file 0001493152-17-012723.txt   185617
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 171191899
SIC: 6211 Security Brokers, Dealers & Flotation Companies