Form 8-K - Current report:
SEC Accession No. 0001299933-15-000109
Filing Date
2015-01-23
Accepted
2015-01-23 17:27:17
Documents
3
Period of Report
2015-01-20
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 LIVE FILING htm_51167.htm 8-K 14771
2 EX-10.1 exhibit1.htm EX-10.1 67492
3 EX-10.2 exhibit2.htm EX-10.2 67121
  Complete submission text file 0001299933-15-000109.txt   150924
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 15546474
SIC: 6211 Security Brokers, Dealers & Flotation Companies