Form 8-K - Current report:
SEC Accession No. 0001299933-14-001592
Filing Date
2014-10-16
Accepted
2014-10-16 17:14:32
Documents
5
Period of Report
2014-10-15
Items
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 7.01: Regulation FD Disclosure
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 LIVE FILING htm_50658.htm 8-K 14978
2 EX-2.1 exhibit1.htm EX-2.1 182135
3 EX-4.1 exhibit2.htm EX-4.1 10365
4 EX-99.1 exhibit3.htm EX-99.1 5830
5 GRAPHIC e40459-14289993174175bed7_1.jpg GRAPHIC 5090
  Complete submission text file 0001299933-14-001592.txt   222119
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 141160187
SIC: 6211 Security Brokers, Dealers & Flotation Companies