Form 8-K - Current report:
SEC Accession No. 0001299933-14-001215
Filing Date
2014-08-06
Accepted
2014-08-06 16:47:04
Documents
3
Period of Report
2014-07-31
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 LIVE FILING htm_50279.htm 8-K 17493
2 EX-99.1 exhibit1.htm EX-99.1 10318
3 GRAPHIC e40095-142161022113595b44_1.jpg GRAPHIC 27796
  Complete submission text file 0001299933-14-001215.txt   67886
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 141020556
SIC: 6211 Security Brokers, Dealers & Flotation Companies