Form 8-K - Current report:
SEC Accession No. 0001299933-13-000462
Filing Date
2013-03-08
Accepted
2013-03-08 16:37:51
Documents
2
Period of Report
2013-03-08
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 LIVE FILING htm_47258.htm 8-K 12457
2 EX-10.1 exhibit1.htm EX-10.1 18981
  Complete submission text file 0001299933-13-000462.txt   32938
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 13677946
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services