SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0001209191-20-002658
Filing Date
2020-01-09
Accepted
2020-01-09 07:48:09
Documents
1
Period of Report
2020-01-07

Document Format Files

Seq Description Document Type Size
1 FORM 4 SUBMISSION doc4.html 4  
1 FORM 4 SUBMISSION doc4.xml 4 6458
  Complete submission text file 0001209191-20-002658.txt   8174
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Issuer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 4400 BISCAYNE BLVD., 12TH FLOOR MIAMI FL 33137
Business Address
Kaufman Brett (Reporting) CIK: 0001431385 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-15799 | Film No.: 20517040