Form D - Notice of Exempt Offering of Securities:
SEC Accession No. 0001144204-14-048901
Filing Date
2014-08-12
Accepted
2014-08-12 16:07:39
Documents
1
Effectiveness Date
2014-08-12
Items
Item 06b:

Document Format Files

Seq Description Document Type Size
1 primary_doc.html D  
1 primary_doc.xml D 15965
  Complete submission text file 0001144204-14-048901.txt   17343
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: D | Act: 33 | File No.: 021-222757 | Film No.: 141034038
SIC: 6211 Security Brokers, Dealers & Flotation Companies