Form CERT - Certification by an exchange approving securities for listing:
SEC Accession No. 0001143313-19-000044
Filing Date
2019-05-30
Accepted
2019-05-30 08:50:55
Documents
1
Effectiveness Date
2019-05-30

Document Format Files

Seq Description Document Type Size
1 NYSE AMERICAN CERTIFICATION LTSH053019.pdf CERT 43794
  Complete submission text file 0001143313-19-000044.txt   61670
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 305-572-4100
LADENBURG THALMANN FINANCIAL SERVICES INC. (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: CERT | Act: 34 | File No.: 001-15799 | Film No.: 19864691
SIC: 6211 Security Brokers, Dealers & Flotation Companies