Form 8-K - Current report:
SEC Accession No. 0000950144-07-009404
Filing Date
2007-10-22
Accepted
2007-10-22 08:51:25
Documents
9
Period of Report
2007-10-19
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 LADENBURG THALMANN FINANCIAL SERVICES, INC. g10045e8vk.htm 8-K 15224
2 EX-4.1 CREDIT AGREEMENT g10045exv4w1.htm EX-4.1 91142
3 EX-4.2 NON-NEGOTIABLE PROMISSORY NOTE g10045exv4w2.htm EX-4.2 22096
4 EX-4.3 PLEDGE AGREEMENT g10045exv4w3.htm EX-4.3 74691
5 EX-10.1 STOCK PURCHASE AGREEMENT g10045exv10w1.htm EX-10.1 310881
6 EX-10.2 NON PLAN OPTION AGREEMENT g10045exv10w2.htm EX-10.2 27579
7 EX-10.3 WARRANT g10045exv10w3.htm EX-10.3 29549
8 EX-99.1 PRESS RELEASE g10045exv99w1.htm EX-99.1 11391
9 GRAPHIC g10045ladenburg.gif GRAPHIC 13877
  Complete submission text file 0000950144-07-009404.txt   603864
Mailing Address 590 MADISON AVENUE 34TH FLOOR NEW YORK NY 10022
Business Address 590 MADISON AVENUE 34TH FLOOR NEW YORK NY 10022 5164701000
LADENBURG THALMANN FINANCIAL SERVICES INC (Filer) CIK: 0001029730 (see all company filings)

EIN.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
Type: 8-K | Act: 34 | File No.: 001-15799 | Film No.: 071182253
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services