<SEC-DOCUMENT>0000894189-14-005446-index.html : 20141112 <SEC-HEADER>0000894189-14-005446.hdr.sgml : 20141111 <ACCEPTANCE-DATETIME>20141112151701 ACCESSION NUMBER: 0000894189-14-005446 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 11 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-17391 FILM NUMBER: 141213601 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 141213602 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000031753 <SERIES-NAME>Orinda SkyView Multi-Manager Hedged Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098870 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OHEAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098872 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OHEIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000036614 <SERIES-NAME>Orinda SkyView Macro Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000111961 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OMOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000111962 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OMOIX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>ast-orinda_485b.htm <DESCRIPTION>POST EFFECTIVE AMENDMENT - EXHIBIT FILING <TEXT> Document 1 - file: ast-orinda_485b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.(I).(D) <SEQUENCE>2 <FILENAME>scha-advsry_agrmt.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT <TEXT> Document 2 - file: scha-advsry_agrmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.(XII) <SEQUENCE>3 <FILENAME>subadvsry-agmnt_wmharris.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE SUB-ADVISORY AGREEMENT (WILLIAM HARRIS) <TEXT> Document 3 - file: subadvsry-agmnt_wmharris.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.(XIII) <SEQUENCE>4 <FILENAME>subadvsry-agmnt_vivaldi.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE SUB-ADVISORY AGREEMENT (VIVALDI) <TEXT> Document 4 - file: subadvsry-agmnt_vivaldi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.(XIV) <SEQUENCE>5 <FILENAME>subadvsry-agmnt_rothschild.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE SUB-ADVISORY AGREEMENT (ROTHSCHILD) <TEXT> Document 5 - file: subadvsry-agmnt_rothschild.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.(XV) <SEQUENCE>6 <FILENAME>sub-advsry_agrmt.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE SUB-ADVISORY AGREEMENT (BROOKMONT) <TEXT> Document 6 - file: sub-advsry_agrmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(IV).(A) <SEQUENCE>7 <FILENAME>expense_agrmt.htm <DESCRIPTION>AMENDED APPENDIX A TO THE OPERATING EXPENSES LIMITATION AGREEMENT <TEXT> Document 7 - file: expense_agrmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.(II) <SEQUENCE>8 <FILENAME>coe_adviser.htm <DESCRIPTION>CODE OF ETHICS FOR ADVISER <TEXT> Document 8 - file: coe_adviser.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.(XIV) <SEQUENCE>9 <FILENAME>coe_whi.htm <DESCRIPTION>CODE OF ETHICS FOR SUB-ADVISOR (WILLIAM HARRIS) <TEXT> Document 9 - file: coe_whi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.(XV) <SEQUENCE>10 <FILENAME>coe_vivaldi.htm <DESCRIPTION>CODE OF ETHICS FOR SUB-ADVISOR (VIVALDI) <TEXT> Document 10 - file: coe_vivaldi.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.(XVI) <SEQUENCE>11 <FILENAME>coe_rothschild.htm <DESCRIPTION>CODE OF ETHICS FOR SUB-ADVISOR (ROTHSCHILD) <TEXT> Document 11 - file: coe_rothschild.htm
</DOCUMENT> </SEC-DOCUMENT>