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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001437749-21-000468
Filing Date
2021-01-11
Accepted
2021-01-11 08:38:42
Documents
10
Period of Report
2021-01-10
Items
Item 1.01: Entry into a Material Definitive Agreement
Item 1.02: Termination of a Material Definitive Agreement
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 FORM 8-K nhld20210110_8k.htm 8-K 55274
2 EXHIBIT 2.1 ex_220310.htm EX-2.1 509196
3 EXHIBIT 3.1 ex_220311.htm EX-3.1 6112
4 EXHIBIT 10.1 ex_220316.htm EX-10.1 25517
5 EXHIBIT 10.2 ex_220313.htm EX-10.2 54550
6 EXHIBIT 10.3 ex_220314.htm EX-10.3 49384
7 EXHIBIT 10.4 ex_220315.htm EX-10.4 52420
8 EXHIBIT 99.1 ex_220312.htm EX-99.1 28106
9 logoa.jpg GRAPHIC 3227
10 logob.jpg GRAPHIC 4105
  Complete submission text file 0001437749-21-000468.txt   792501
Mailing Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281
Business Address 200 VESEY STREET 25TH FLOOR NEW YORK NY 10281 212-417-8000
NATIONAL HOLDINGS CORP (Filer) CIK: 0001023844 (see all company filings)

IRS No.: 364128138 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 8-K | Act: 34 | File No.: 001-12629 | Film No.: 21519417
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services