EDGAR Filing Documents for 0001615774-19-004062

Form S-1 - General form for registration of securities under the Securities Act of 1933:

SEC Accession No. 0001615774-19-004062

Filing Date

2019-03-14

Accepted

2019-03-14 17:13:19

Documents

Document Format Files

Seq	Description	Document	Type	Size
1	FORM S1	s116665_s1.htm	S-1	1349330
2	FORM OF UNDERWRITING AGREEMENT	s116665_ex1-1.htm	EX-1.1	242831
3	FORM OF BUSINESS COMBINATION MARKETING AGREEMENT BETWEEN THE REGISTRANT AND B. R	s116665_ex1-2.htm	EX-1.2	43320
4	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.	s116665_ex3-1.htm	EX-3.1	35794
5	FORM OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.	s116665_ex3-2.htm	EX-3.2	88290
6	BY LAWS	s116665_ex3-3.htm	EX-3.3	139526
7	SPECIMEN UNIT CERTIFICATE	s116665_ex4-1.htm	EX-4.1	18947
8	SPECIMEN CLASS A COMMON STOCK CERTIFICATE	s116665_ex4-2.htm	EX-4.2	16792
9	SPECIMEN WARRANT CERTIFICATE	s116665_ex4-3.htm	EX-4.3	31698
10	FORM OF WARRANT AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY, LL	s116665_ex4-4.htm	EX-4.4	153360
11	OPINION OF WINSTON & STRAWN LLP	s116665_ex5-1.htm	EX-5.1	13665
12	FORM OF LETTER AGREEMENT AMONG THE REGISTRANT AND OUR OFFICERS, DIRECTORS AND B.	s116665_ex10-1.htm	EX-10.1	51404
13	PROMISSORY NOTE, DATED NOVEMBER 16, 2018, ISSUED TO SPONSOR	s116665_ex10-2.htm	EX-10.2	21347
14	FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER	s116665_ex10-3.htm	EX-10.3	90557
15	FORM OF REGISTRATION RIGHTS AGREEMENT BETWEEN THE REGISTRANT AND CERTAIN SECURIT	s116665_ex10-4.htm	EX-10.4	128552
16	PRIVATE PLACEMENT UNITS PURCHASE AGREEMENT BETWEEN THE REGISTRANT AND B. RILEY P	s116665_ex10-5.htm	EX-10.5	60219
17	FORM OF INDEMNITY AGREEMENT	s116665_ex10-6.htm	EX-10.6	117361
18	FORM OF ADMINISTRATIVE SUPPORT AGREEMENT BY AND BETWEEN THE REGISTRANT AND B. RI	s116665_ex10-7.htm	EX-10.7	12198
19	FORM OF FORWARD PURCHASE AGREEMENT	s116665_ex10-8.htm	EX-10.8	103209
20	FORM OF CODE OF BUSINESS CONDUCT AND ETHICS	s116665_ex14.htm	EX-14	44427
21	CONSENT OF MARCUM LLP	s116665_ex23-1.htm	EX-23.1	2725
22	FORM OF AUDIT COMMITTEE CHARTER	s116665_ex99-1.htm	EX-99.1	50238
23	FORM OF COMPENSATION COMMITTEE CHARTER	s116665_ex99-2.htm	EX-99.2	31182
24	FORM OF NOMINATING AND CORPORATE GOVERNANCE COMMITTEE CHARTER	s116665_ex99-3.htm	EX-99.3	26655
25	CONSENT OF PATRICK J. BARTELS, JR.	s116665_ex99-4.htm	EX-99.4	2483
26	CONSENT OF JAMES L. KEMPNER	s116665_ex99-5.htm	EX-99.5	2449
27	CONSENT OF TIMOTHY M. PRESUTTI	s116665_ex99-6.htm	EX-99.6	2488
28	CONSENT OF BRYANT R. RILEY	s116665_ex99-7.htm	EX-99.7	2476
29	CONSENT OF ROBERT SUSS	s116665_ex99-8.htm	EX-99.8	2439
30	GRAPHIC	s116665_ex5-1img01.jpg	GRAPHIC	9184
31	GRAPHIC	s116665_ex5-1img02.jpg	GRAPHIC	4654
32	GRAPHIC	s116665_ex5-1img03.jpg	GRAPHIC	4197
	Complete submission text file	0001615774-19-004062.txt		2912194

Mailing Address 299 PARK AVENUE, 7TH FLOOR NEW YORK NY 10171

Business Address 299 PARK AVENUE, 7TH FLOOR NEW YORK NY 10171 212 457 3300

B. Riley Principal Merger Corp. (Filer) CIK: 0001759824 (see all company filings)