EDGAR Filing Documents for 0001209191-07-059205

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001209191-07-059205

Filing Date

2007-10-22

Accepted

2007-10-22 17:11:10

Documents

Period of Report

2007-10-18

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 4 SUBMISSION	doc4.html	4
1	FORM 4 SUBMISSION	doc4.xml	4	36310
	Complete submission text file	0001209191-07-059205.txt		38361

Mailing Address 1165 PARK AVENUE 6B NEW YORK NY 10128

Business Address 1165 PARK AVENUE, APT. 6B NEW YORK NY 10023 212-810-5300

Type: 4 | Act: 34 | File No.: 001-33099 | Film No.: 071183686

Mailing Address 40 EAST 52ND STREET NEW YORK NY 10022

Business Address 40 EAST 52ND STREET NEW YORK NY 10022 212-810-5300

IRS No.: 320174431 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies