EDGAR Filing Documents for 0001181431-12-025346

Form 3 - Initial statement of beneficial ownership of securities:

SEC Accession No. 0001181431-12-025346

Filing Date

2012-04-24

Accepted

2012-04-24 17:09:26

Documents

Period of Report

2012-04-18

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 3	rrd342742.html	3
1	FORM 3	rrd342742.xml	3	1610
2	POWER OF ATTORNEY	rrd307402_346973.htm	EX-24.	5473
	Complete submission text file	0001181431-12-025346.txt		8501

Mailing Address 140 BROADWAY 42ND FLOOR NEW YORK NY 10005

Business Address 140 BROADWAY 42ND FLOOR NEW YORK NY 10005 212-831-6000

IRS No.: 522230784 | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 650 MADISON AVENUE 19TH FLOOR NEW YORK NY 10022

Business Address

Type: 3 | Act: 34 | File No.: 001-34091 | Film No.: 12776658