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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000822648-20-000003
Filing Date
2020-11-25
Accepted
2020-11-25 13:35:15
Documents
2
Period of Report
2020-09-30
Effectiveness Date
2020-11-25

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2292
3 FY2020 SHORT FORM cai_fy2020-shortformaudit1.pdf FULL 206134
  Complete submission text file 0000822648-20-000003.txt   287576
Mailing Address 2701 N ROCKY POINT DRIVE SUITE 1000 TAMPA FL 33607
Business Address 2701 N ROCKY POINT DRIVE SUITE 1000 TAMPA FL 33607 813-264-0440
CALTON & ASSOCIATES, INC. (Filer) CIK: 0000822648 (see all company filings)

IRS No.: 592845944 | State of Incorp.: FL | Fiscal Year End: 0930
Type: X-17A-5 | Act: 34 | File No.: 008-38635 | Film No.: 201349164