SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
SEC Accession No. 0000050916-19-000001
Filing Date
2019-01-18
Accepted
2019-01-29 11:31:17
Documents
1
MA-I Indivual
SPENCE,AUSTIN,ROBERT,

Document Format Files

Seq Description Document Type Size
1 primary_doc.html MA-I  
1 Screen Reader Accessible File primary_doc.xml MA-I 10561
  Complete submission text file 0000050916-19-000001.txt   11925
Mailing Address 60 SOUTH 6TH STREET MINNEAPOLIS MN 55402
Business Address 200 VESEY STREET NEW YORK NY 10281 612 371-2711
RBC Capital Markets, LLC (Filer) CIK: 0000050916 (see all company filings)

IRS No.: 411416330 | State of Incorp.: MN | Fiscal Year End: 1031
Type: MA-I | Act: 34 | File No.: 868-04312 | Film No.: 19547664
SIC: 6211 Security Brokers, Dealers & Flotation Companies