Date: Nov. 29, 2023
Title: Freedom: Remarks at Meeting of the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 29, 2023
Title: Remarks to Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Nov. 27, 2023
Title: Statement on Final Rule Prohibiting Conflicts of Interest in Securitizations
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 27, 2023
Title: Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 27, 2023
Title: Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizations
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 27, 2023
Title: Prohibiting Conflicts of Interest in ABS Securitizations
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Nov. 23, 2023
Title: Remarks Upon the 20th Anniversary of the Autorité des Marchés Financiers (AMF)
Speaker:
Chair Gary Gensler
Type: Speech
Date: Nov. 17, 2023
Title: Remarks at the Harvard Law School Program on International Financial Systems, 2023 Japan – U.S. Symposium
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 16, 2023
Title: Private Equity: Past & Present, Charters & Code
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: Nov. 16, 2023
Title: High Stakes: Comments on the Adoption of a Rule Related to Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Nov. 16, 2023
Title: Statement on Final Rules Regarding Clearing Agency Governance
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 16, 2023
Title: Statement on Clearing Agency Governance and Conflicts of Interest
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 15, 2023
Title: Office Hours with Gary Gensler (Division Edition): The SEC Division of Investment Management Explained
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Nov. 15, 2023
Title: Office Hours with Gary Gensler (Division Edition): The SEC Corporation Finance Division Explained
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Nov. 14, 2023
Title: The SEC’s Swiss Army Statute: Statement on Charter Communications, Inc.
Speaker:
Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 7, 2023
Title: “Fall Feelings: Treasury Markets’ Efficiency and Resiliency” Remarks before SIFMA
Speaker:
Chair Gary Gensler
Type: Speech
Date: Nov. 7, 2023
Title: Remarks at the Practising Law Institute’s 55th Annual Institute on Securities Regulation
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 6, 2023
Title: Remarks to the 2023 Conference on SEC Regulation Outside the United States: Fifth Annual Scott Friestad Memorial Lecture
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 3, 2023
Title: Remarks before the Financial Stability Oversight Council: Financial Stability Guidance Regarding Non-Bank Financial Company Designations
Speaker:
Chair Gary Gensler
Type: Speech
Date: Nov. 2, 2023
Title: Statement on Registration of Security-Based Swap Execution Facilities
Speaker:
Chair Gary Gensler
Type: Statement
Date: Nov. 2, 2023
Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Nov. 2, 2023
Title: Remarks at the ALI – CLE 2023 Conference on Life Insurance Company Products
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 1, 2023
Title: Office Hours with Gary Gensler (Division Edition): The SEC Division of Investment Management Explained - 11-01-2023
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Oct. 27, 2023
Title: Overdue: Statement of Dissent on LBRY
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 25, 2023
Title: Office Hours with Gary Gensler (Division Edition): What Does the SEC Division of Enforcement Do?
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: Oct. 25, 2023
Title: “Partners of Honest Business and Prosecutors of Dishonesty”: Remarks Before the 2023 Securities Enforcement Forum
Speaker:
Chair Gary Gensler
Type: Speech
Date: Oct. 24, 2023
Title: Remarks at New York City Bar Association Compliance Institute
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Speech
Date: Oct. 18, 2023
Title: Statement on Exchanges’ Volume-Based Rebates and Fees
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 18, 2023
Title: Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 18, 2023
Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 18, 2023
Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 18, 2023
Title: Fairer and More Competitive Public Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 16, 2023
Title: Remarks at the NSCP National Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Oct. 13, 2023
Title: Statement on Final Rules Regarding Short Sale Activity
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Short Sale Disclosure
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2)
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Short Position and Short Activity Reporting by Institutional Investment Managers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 13, 2023
Title: Short Sale Disclosure: Striking the Right Balance
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Final Rule Regarding Securities Lending
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 13, 2023
Title: Reporting of Securities Loans
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 13, 2023
Title: Statement on Reporting of Securities Loans
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Oct. 13, 2023
Title: Shining a Light on Securities Lending
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: Oct. 11, 2023
Title: In-securities: What Happens When Investors in an Important Market are not Protected? Remarks to the Center for American Progress
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Oct. 10, 2023
Title: Statement on Final Rules Regarding Beneficial Ownership
Speaker:
Chair Gary Gensler
Type: Statement
Date: Oct. 10, 2023
Title: Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: Oct. 10, 2023
Title: Statement on Modernization of Beneficial Ownership Reporting
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 29, 2023
Title: Statement on Registered Index-Linked Annuities
Speaker:
Chair Gary Gensler
Type: Statement
Date: Sept. 29, 2023
Title: Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: Sept. 27, 2023
Title: Testimony Before the United States House of Representatives Committee on Financial Services
Speaker:
Chair Gary Gensler
Type: Testimony
Date: Sept. 27, 2023
Title: Statement on Jury’s Verdict in Trial of Zhiying Yvonne Gasarch and Jackson Friesen
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Statement