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FICC Advance Notice Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

FICC Advance Notice File Number List for 2012


Chronological List
Release No. Date Details

SR-FICC-2014-801
34-71469 Feb. 4, 2014 Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014

SR-FICC-2013-802
34-69602 May 17, 2013 Notice of Filing of Advance Notice to Include Options On Interest Rate Futures Contracts with Maturities Not Longer than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC
Comments due: June 13, 2013

AN-FICC-2012-09
34-68498 Dec. 20, 2012 Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge
Comments due: January 17, 2013


FICC Advance Notice File Number List for 2012
Release No. Date Details

AN-FICC-2012-09
34-68498 Dec. 20, 2012 Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge
Comments due: January 17, 2013

SR-FICC-2013-802
34-69602 May 17, 2013 Notice of Filing of Advance Notice to Include Options On Interest Rate Futures Contracts with Maturities Not Longer than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC
Comments due: June 13, 2013

SR-FICC-2014-801
34-71469 Feb. 4, 2014 Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF RepoŽ Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles
Comments due: March 3, 2014

 

http://www.sec.gov/rules/sro/ficc-an.shtml


Modified: 08/26/2014