34-100884
Aug. 30, 2024
10-242
24X National Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act
Comments Due: September 24, 2024
View Received Comments
34-100839
Aug. 27, 2024
10-242
24X National Exchange LLC; Notice of Filing of Amendment No. 1 to an Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934
Comments Due: 21 days from publication in the Federal Register.
View Received Comments
See Also -
Form 1 Application and Exhibits
34-100818
Aug. 26, 2024
2024-38
Order Determining Whistleblower Award Claim
34-100815
Aug. 23, 2024
Notice of Intention to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
34-100812
Aug. 23, 2024
2024-36
Order Determining Whistleblower Claim Award
34-100809
Aug. 23, 2024
2024-37
Order Determining Whistleblower Award Claim
33-11299, 34-100784
Aug. 20, 2024
Order Making Fiscal Year 2025 Annual Adjustments to Registration Fee Rates
34-100771
Aug. 19, 2024
2024-34
Order Determining Whistleblower Award Claim
34-100770
Aug. 19, 2024
2024-35
Order Determining Whistleblower Award Claim
33-11298
Aug. 14, 2024
Off-Channel Communications at Registered Entities
34-100725
Aug. 13, 2024
Order Extending the Effective Date of the Form BDW of Monmouth Capital Management LLC
34-100648
Aug. 5, 2024
2024-33
Order Determining Whistleblower Award Claim
34-100638
Aug. 2, 2024
SBSDR-2023-01
KOR Reporting, Inc.; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository
Comments Due: August 28, 2024
See Also -
SDR Applications and Exhibits
34-100614
July 29, 2024
2024-32
Order Determining Whistleblower Award Claim
34-100605
July 26, 2024
2024-31
Order Determining Whistleblower Award Claim
34-100547
July 17, 2024
10-244
Green Impact Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: September 6, 2024
View Received Comments
See Also -
Form 1 Application and Exhibits
34-100543
July 17, 2024
2024-30
Order Determining Whistleblower Award Claim
34-100539
July 15, 2024
10-240
In the Matter of the Application of MIAX Sapphire, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
View Received Comments
See Also -
Release No. 34-98746 , Form 1 Application and Exhibits
34-100509
July 12, 2024
Availability of SEC Online Comment Form Option
34-100498
July 11, 2024
2024-29
Order Determining Whistleblower Award Claim
34-100393
June 21, 2024
2024-28
Order Determining Whistleblower Award Claim
34-100392
June 21, 2024
2024-27
Order Determining Whistleblower Award Claim
34-100385
June 20, 2024
2024-26
Order Determining Whistleblower Award Claim
34-100358
June 17, 2024
2024-25
Order Determining Whistleblower Award Claim