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Administrative Proceedings Archive 2001

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
33-8050 Dec. 31, 2001 Jonathan Aerospace Materials Corporation
34-45208 Dec. 28, 2001 W. J. Nolan & Company, Inc.
34-45198 Dec. 27, 2001 Banjamin J. Maldonado, III
34-45197 Dec. 27, 2001 Barbara Horvath, CPA
34-45196 Dec. 27, 2001 Jeffrey Bacsik, CPA
34-45195 Dec. 27, 2001 Rachel Eckhaus, CPA
33-8047 Dec. 21, 2001 Lawrence B. Irwin and Burton Financial Management Associates, Inc.
Release Nos.: 34-45187, IA-2005
34-45186 Dec. 21, 2001 James D. Cooper, III
Release No.: IA-2004
33-8046 Dec. 20, 2001 Zion Capital Management LLC and Ricky A. Lang
Release Nos.: 34-45175, IA-2003, IC-25322
33-8045 Dec. 19, 2001 Carmel Equity Partners, et al.
Release Nos.: 34-45173
33-8044 Dec. 19, 2001 Carmel Equity Partners, et al.
Release Nos.: 34-45172
33-8043 Dec. 19, 2001 Carmel Equity Partners, et al.
Release Nos.: 34-45171
33-8042 Dec. 19, 2001 Dennis M. Wilson
34-45169 Dec. 19, 2001 Zila, Inc. and Joseph Hines
34-45168 Dec. 19, 2001 Robert C. Ellenburg
34-45157 Dec. 17, 2001 Republic New York Securities Corp.
34-45159 Dec. 14, 2001 Timothy Tuttle
34-45158 Dec. 14, 2001 Corrine Davies
IA-2002 Dec. 14, 2001 Market Timing Systems, Inc., Gregory Meadors and Mark Shinnick
IA-2001 Dec. 12, 2001 Cambridge Equity Advisors, Inc. and Michael E. Goldston
34-45143 Dec. 10, 2001 Nolan W. Wade
34-45142 Dec. 10, 2001 Kenneth R. Grossfield
34-45140 Dec. 7, 2001 Lee E. Gahr
34-45135 Dec. 6, 2001 Pinnacle Holdings, Inc.
34-45131 Dec. 5, 2001 Christopher A. Lowry
34-45123 Dec. 4, 2001 Raffi T. King
IA-2000 Dec. 3, 2001 Felix Anthony Berry
33-8038 Nov. 28, 2001 Clyde Wayne Gregory
34-45107 Nov. 27, 2001 John Montelbano and Gerard McMahon
34-45092 Nov. 21, 2001 Bernadette Stevens a/k/a Bernadette Stevens Bell
34-45091 Nov. 21, 2001 Wayne L. Prichason
33-8037 Nov. 20, 2001 Michael A. Furr
Release No.: 34-45085
34-45084 Nov. 20, 2001 Edward Bracken
33-8036 Nov. 19, 2001 The State Bank of India and Citibank, N.A.
34-45070 Nov. 16, 2001 Joseph M. Blumenthal
34-45069 Nov. 16, 2001 George W. Guttman
33-8035 Nov. 15, 2001 Vector Index Advisors, Inc. and Steven H. Adler
Release No.: 34-45065, IA-1997, IC-25269
33-8034 Nov. 15, 2001 Vector Index Advisors, Inc. and Steven H. Adler
Release Nos.: 34-45064, IA-1996, IC-25268
34-45058 Nov. 15, 2001 Bruce E. Straughn
34-45057 Nov. 15, 2001 The Classica Group, Inc.
34-45056 Nov. 15, 2001 Disease Sciences, Inc.
34-45055 Nov. 15, 2001 R-Tec Technologies, Inc.
33-8033 Nov. 14, 2001 Kent T. Black, Joel L. Hurst, David E. Lynch, Larry E. Muller, and Robert L. McCook
Release No.: 34-45052
33-8032 Nov. 13, 2001 Toks, Inc.
34-45044 Nov. 7, 2001 Richard M. Eisenmenger
34-45042 Nov. 7, 2001 Leroy K. Messenger
33-8030 Nov. 5, 2001 Joseph R. Blackwell, Bradford D. Blackwell, and Timothy R. Blackwell
Release No.: 34-45018
33-8029 Nov. 5, 2001 Israel M. Shenker
Release No.: 34-45017
IA-1995 Nov. 7, 2001 James L. Binge and Eric V. Bartoli
34-45006 Oct. 31, 2001 Roger J. Walstra
Release No.: IA-1992
34-45005 Oct. 31, 2001 Henry Salzhauer and Michael Salzhauer
34-45002 Oct. 30, 2001 Mark Steven Snader, individually and d/b/a, e-highyields.com and The High Yield Club
34-44982 Oct. 25, 2001 Dale E. Frey
34-44970 Oct. 23, 2001 Gisela de Leon-Meredith
34-44966 Oct. 22, 2001 Madera International, Inc.
IA-1991 Oct. 19, 2001 F.X.C. Investors Corp. and Francis X. Curzio
34-44959 Oct. 19, 2001 Leonard B. Greer
33-8026 Oct. 18, 2001 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Release No.: 34-44954
33-8025 Oct. 18, 2001 NexPub, Inc., formerly known as PrintontheNet.com, Inc.
Release No.: 34-44951
34-44934 Oct. 15, 2001 Eric John Watson
34-44926 Oct. 15, 2001 Philip A. Sharpton
34-44925 Oct. 15, 2001 Joseph F. Denson, Jr.
33-8023 Oct. 11, 2001 Millennium Group of New York, LLC, Roman Suleymanov, Alex Rovner, and Gennady Favelyukis
Release No.: 34-44919
34-44912 Oct. 5, 2001 Thomas P. Raabe
34-44911 Oct. 5, 2001 Arete Industries, Inc. f/n/a Travis Industries, Inc.
IA-1988 Oct. 3, 2001 Tiffany Capital Advisors, Inc. and Curtis Townsend
Release No.: IC-25203
34-44902 Oct. 3, 2001 Chiquita Brands International, Inc.
34-44901 Oct. 3, 2001 James L. Binge and Eric V. Bartoli
Third Quarter
33-8021 Sep. 28, 2001 PriorityAccess, Inc., Endpoint Technologies, Inc. and Roger Shearer
34-44883 Sep. 28, 2001 Robert Bruce Lohmann
Release No.: IA-1987
34-44882 Sep. 28, 2001 Lawrence P. Grady
Release No.: IC-25201
34-44881 Sep. 28, 2001 Daniel J. Murphy d/b/a Financial Picks
34-44880 Sep. 28, 2001 Benefit Concepts Group, Inc. and James D. Cannon
Release No.: IA-1986
IA-1985 Sep. 28, 2001 Chris Woessner
Release No.: 3-10607
IA-1984 Sep. 28, 2001 Duff & Phelps Investment Management Co., Inc.
Release Nos.: IC-25200, 3-10606
IA-1983 Sep. 28, 2001 Wayne C. Stevens
33-8020 Sep. 28, 2001 Kevin G. Quinn
Release No.: 34-44879
34-44877 Sep. 28, 2001 Edward Bracken and Douglas Diggins
33-8019 Sep. 28, 2001 Kyle R. Kirkland
Release No.: 34-44876, IA-1982, IC-25199
33-8018 Sep. 28, 2001 Trudie D. Whitehead
Release No.: 33-44875, IA-1981, IC-25198
IA-1980 Sep. 28, 2001 Western Asset Management Co. and Legg Mason Fund Adviser, Inc.
34-44873 Sep. 28, 2001 George T. Helm, Jr.
IA-1979 Sep. 28, 2001 David F. Bellet
33-8017 Sep. 28, 2001 Enrico Cortesano
34-44869 Sep. 28, 2001 Rajiv Vohra
IA-1978 Sep. 27, 2001 Performance Analytics, Inc. and Robert P. Moseson
IA-1977 Sep. 27, 2001 Merrimac Advisors Company and Fredric J. French
Release No.: IC-25195
IA-1976 Sep. 28, 2001 James S. Saltzman
33-8015 Sep. 27, 2001 Royal Bank of Canada
Release No. 34-44865
33-8014 Sep. 27, 2001 Rauscher Pierce Refsnes, Inc. now known as Dain Rauscher Incorporated
33-8013 Sep. 27, 2001 Rauscher Pierce Refsnes, Inc. now known as Dain Rauscher Incorporated
Release No.: 34-44864
See also 33-8014 and 33-8015
34-44860 Sep. 27, 2001 Paul S. Jurewicz
34-44859 Sep. 27, 2001 Joseph H. Kiser
34-44858 Sep. 27, 2001 Charles K. Springer, CPA; Robert S. Haugen, CPA; Haugen, Springer & Co., PC
33-8011 Sep. 26, 2001 Michael D. Young
Release No.: 34-44851
34-44842 Sep. 25, 2001 Gunther International, Ltd.
33-8009 Sep. 25, 2001 Jonathan Aerospace Materials Corporation
33-8006 Sep. 24, 2001 W.J. Nolan & Co. and William J. Nolan
Release No.: 34-44833
34-44835 Sep. 24, 2001 The Chase Manhattan Bank
34-44821 Sep. 20, 2001 Michael E. Furr
34-44817 Sep. 19, 2001 Harlan & Boettger, LLP; William C. Boettger, CPA and P. Robert Wilkinson, CPA
34-44816 Sep. 19, 2001 Ralph Sanchez, CPA
34-44815 Sep. 19, 2001 Regina Fernandez
34-44814 Sep. 19, 2001 Madera International, Inc.
34-44806 Sep. 17, 2001 Robert M. Fuller
34-44805 Sep. 17, 2001 Charles F. Morgan
34-44786 Sep. 12, 2001 Adam E. Peck
34-44785 Sep. 12, 2001 Raffi T. King
34-44784 Sep. 12, 2001 Baker Hughes Incorporated
33-8003 Sep. 10, 2001 George Kelly Moore, CPA
Release No. 34-44781
33-8002 Sep. 10, 2001 Louis P. Reames, Sr.
Release No.: 34-44780
33-8001 Sep. 10, 2001 Walter T. Reeder
Release No.: 34-44799
34-44782 Sep. 10, 2001 Glen T. Vittor
34-44775 Sep. 7, 2001 Jon Martin Carlson and Carlson National Brokers, Inc.
34-44774 Sep. 7, 2001 D. Dean Pearson
34-44773 Sep. 7, 2001 John Telford Snipes
34-44765 Sep. 5, 2001 Carl Albano
34-44764 Sep. 5, 2001 Indus International, Inc.
34-44761 Sep. 4, 2001 Salvatore T. Marino, CPA
34-44751 Aug. 29, 2001 Alvis Colin Smith, Jr.
34-44711 Aug. 16, 2001 Leslie D. Crone, CPA
IA-1968 Aug. 15, 2001 Charles K. Seavey and Alexander Lushtak
33-8000 Aug. 14, 2001

Joan L. Fleener, JMC International, Inc., Carolla S.R. Hopkins and Northstar, Inc.

34-44685 Aug. 13, 2001 Roger M. Taft
34-44684 Aug. 13, 2001 Richard H. Steinberg
34-44679 Aug. 10, 2001 Andrew S. Parlin
Release No.: IA-1967
34-44678 Aug. 10, 2001 Angelo Iannone
34-44677 Aug. 10, 2001 ABN AMRO Incorporated
IA-1966 Aug. 10, 2001 Oechsle International Advisors L.L.C.
IA-1965 Aug. 10, 2001 David Clark Stewart
IA-1964 Aug. 10, 2001 Jeffrey L. Grayson
IA-1963 Aug. 10, 2001 Capital Consultants
IA-1962 Aug. 10, 2001 Barclay L. Grayson
IA-1961 Aug. 9, 2001 Charles G. Dyer, Hawthorne Investment Trust, Hawthorne Associates, Inc.
34-44671 Aug. 9, 2001 John E. Brinker, Jr. and Gary J. Bentz
33-7998 Aug. 3, 2001 Harvey M. Burstein and James D. Loeffelbein
34-44650 Aug. 3, 2001 John K. Boyd, III
IA-1959 Aug. 3, 2001 Donna L . Wood
34-44634 Aug. 1, 2001 Roger A. Rawlings
34-44633 Aug. 1, 2001 MAX Internet Communications Inc.
IA-1957 Jul. 31, 2001 Dana C. Giacchetto and The Cassandra Group, Inc.
34-44613 Jul. 30, 2001 BankAmerica Corp. (now known as Bank of America Corp.)
34-44606 Jul. 27, 2001 Jeffrey M. Yonkers, CPA
33-7997 Jul. 27, 2001 Sage Advisory Services LLC, as successor to Standard Asset Group LP, and Standard Group Holdings LLC, as successor to Standard Asset Group, Inc.
34-44591 Jul. 26, 2001 Dean C. Turner
34-44590 Jul. 26, 2001 Joseph M. Salvani and Mainstreetipo.com, Inc.
34-44587 Jul. 24, 2001 Judah Wernick
34-44586 Jul. 24, 2001 Leonard B. Greer
34-44585 Jul. 23, 2001 Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza, and Wayne W. Schumacher
IA-1953 Jul. 20, 2001 Founders Asset Management LLC and Bjorn K. Borgen
IA-1952 Jul. 20, 2001 Owen-Joseph Asset Management Corp. and William O. Foster
34-44581 Jul. 20, 2001 Richard P. Macchiarulo, CPA
34-44578 Jul. 19, 2001 Stephen G. Donahue
Release No. IA-1951
34-44577 Jul. 19, 2001 Ellsworth Wayne McLaws and Alan Clagg
33-7996 Jul. 18, 2001 Am-Pac International, Inc.
Release No. 34-44566
34-44565 Jul. 18, 2001 Mark Goldberg, C.P.A.
33-7995 Jul. 18, 2001 John Lerlo
Release No. 34-44564
33-7994 Jul. 18, 2001 American Bank Note Holographics, Inc.
Release No. 34-44563
34-44531 Jul. 10, 2001 Uniquest, Inc.
34-44511 Jul. 3, 2001 Secure Sign, Inc. (formerly Yourbankonline.com), Pakie V. Plastino, and Williams L. Butcher, CPA
34-44510 Jul. 3, 2001 Secure Sign, Inc. (formerly Yourbankonline.com), Pakie V. Plastino, and Williams L. Butcher, CPA
34-44501 Jul. 2, 2001 James T. Rush
34-44500 Jul. 2, 2001 Scott K. Barton, CPA
Second Quarter
34-44496 Jun. 29, 2001 Richard T. Hammack
33-7991 Jun. 29, 2001 Van R. Lewis III
33-7990 Jun. 28, 2001 Norman Lescht
34-44487 Jun. 28, 2001 James L Binge and Eric V. Bartoli
34-44486 Jun. 28, 2001 Peter J. Esposito
34-44474 Jun. 26, 2001 Jeffrey A. DeVille
34-44473 Jun. 25, 2001 American Classic Voyages Co.
IA-1949 Jun. 22, 2001 Victor M. Wilson
34-44461 Jun. 21, 2001 J. Allen Seymour, CPA
IA-1949 Jun. 22, 2001 Victor M. Wilson
34-44461 Jun. 21, 2001 J. Allen Seymour, CPA
34-44460 Jun. 21, 2001 Michael J. Becker
34-44456 Jun. 20, 2001 W. Scott Long, III
34-44448 Jun. 19, 2001 Robert G. Kutsenda, CPA
33-7988 Jun. 19, 2001 Walter Cercavschi, CPA
Release No. 34-44447
33-7987 Jun. 19, 2001 Edward G. Maier, CPA
Release No. 34-44446
33-7986 Jun. 19, 2001 Robert E. Allgyer, CPA
Release No. 34-44445
34-44444 Jun. 19, 2001 Arthur Andersen LLP
34-44441 Jun. 18, 2001 Arthur Bruce Bahlav and Frank J. Fasano, former owners of SFI Investments, Inc.
34-44440 Jun. 18, 2001 China Food and Beverage Co. and James Tilton
34-44439 Jun. 18, 2001 Trans-Global Holdings, Inc. and Jacques Verhaak
34-44425 Jun. 14, 2001 James Thomas McCurdy, CPA
34-44421 Jun. 13, 2001 Charles F. Hagemann
34-44420 Jun. 13, 2001 Ricardo Ballesteros Gutierrez
34-44419 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44418 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44417 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44416 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44415 Jun. 13, 2001 All-Tech Direct, Inc., f/k/a All-Tech Investment Group, Inc., Harry Lefkowitz, Mark Shefts,Lisa Esposito, Ralph Zulferino, David Waldman, Adams Leeds, and Barry Parish
34-44414 Jun. 13, 2001 Patrick J. Rooney and Adrian Antoniu Alexander
34-44413 Jun. 13, 2001 JPR Capital Corp., Paul Umansky, Charles Hampton and Jeffrey Wolf
34-44412 Jun. 13, 2001 Jeffrey Ramson
34-44407 Jun. 11, 2001 Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan
33-7984 Jun. 11, 2001 Legg Mason Wood Walker, Incorporated, Thomas M. Daly, Jr., and Joseph A. Sullivan
34-44389 Jun. 5, 2001 Am-Pac International, Inc.
34-44388 Jun. 4, 2001 James M. Cassidy and TPG Capital Corporation
34-44387 Jun. 4, 2001 Mary E. Blake
34-44384 Jun. 4, 2001 Scott N. Draime
33-7982 Jun. 1, 2001 Carmel Equity Partners, et al.
33-7981 Jun. 1, 2001 Carmel Equity Partners, et al.
33-7980 Jun. 1, 2001 Carmel Equity Partners, et al.
34-44380 Jun. 1, 2001 United Stock Transfer Inc. and John J. Donnelly
34-44379 Jun. 1, 2001 Rockport Healthcare Group Inc., Harry M. Neer and Larry K. Hinson
IA-1947 Jun. 1, 2001 Michael T. Higgins
34-44361 May 29, 2001 Vito Michael Randazzo
34-44360 May 29, 2001 Michael P. Cilmi
34-44359 May 29, 2001 Paul E. Colontino
34-44358 May 29, 2001 Christopher J. Brand
33-7979 May 24, 2001 Valentin L. Manglapus, II
34-44350 May 24, 2001 Paul Nortman
34-44346 May 24, 2001 Prime Capital Corporation
34-44323 May 18, 2001 Troy W. Justus
33-7978 May 17, 2001 Larry W. Tyler
34-44313 May 17, 2001 Carolyn Birch Noonan
34-44312 May 17, 2001 Dennis E. Ward
34-44310 May 16, 2001 Michael Andrew Petrescu-Comnene
34-44308 May 16, 2001 Microtest, Inc.
33-7977 May 15, 2001 David C. Fannin
33-7976 May 15, 2001 Sunbeam Corporation
34-44284 May 9, 2001 Douglas E. Mallach
34-44283 May 9, 2001 Guy P. Wyser-Pratte, Wyser-Pratte Management Co., Inc.and Wyser-Pratte and Co., Inc.
34-44275 May 8, 2001 Roger Myatt
34-44274 May 8, 2001 Edward E. Bao
34-44270 May 7, 2001 Craig R. Clark, CPA
34-44268 May 7, 2001 Joel R. Mogy Investment Counsel, Inc. and Joel R. Mogy
34-44266 May 4, 2001 Richard A. Preisig, Jr.
34-44265 May 4, 2001 R. Gordon Jones, CPA and Mark F. Jensen, CPA
34-44264 May 4, 2001 Barry C. Scutilo, CPA, Mark F. Jensen, CPA, and R. Gordon Jones, CPA
34-44263 May 4, 2001 Jeffrey A. Mansfield
34-44262 May 4, 2001 Eugene J. Filippino
34-44261 May 4, 2001 Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza and Wayne W. Schumacher
33-7975 May 3, 2001 Robert J. Monski
34-44255 May 3, 2001 Sunpoint Securities, Inc.
34-44254 May 3, 2001 Mary Ellen Wilder
34-44253 May 3, 2001 Van R. Lewis, III
34-44252 May 3, 2001 Abraham Weitz
34-44267 May 2, 2001 Glenn E. Lavender
34-44247 May 2, 2001 Pat A. Rossetti, CPA
34-44242 May 1, 2001 Dudley Mihran Freeland
34-44241 May 1, 2001 John Romano
34-44240 May 1, 2001 Joseph Bevacqua, CPA
34-44229 Apr. 27, 2001 Arden Franklin, CPA
34-44230 Apr. 27, 2001 Todd J. Lascola
33-7974 Apr. 26, 2001 Weber Investment Corporation
33-7973 Apr. 23, 2001 John S. Reger II, and Business & Financial Advisors, Inc.
34-44204 Apr. 19, 2001 Cristan Kinnard Blackman and Charles Ray Roberts, Jr.
34-44202 Apr. 19, 2001 Autolend Group, Inc.
34-44193 Apr. 18, 2001 Bruce J. Kingdon, Kenneth Goglia, and Harvey Plante
33-7972 Apr. 18, 2001 Shamrock Partners, Ltd., James T. Kelly, John R. Doyle, and Steven J. Fischer
33-7971 Apr. 18, 2001 Shamrock Partners, Ltd.,James T. Kelly, John R. Doyle, and Steven J. Fischer
34-44192 Apr. 17, 2001 Alpha Tech Stock Transfer and James W. Farrell
33-7970 Apr. 17, 2001 Steven T. Snyder
IA-1938 Apr. 12, 2001 Mumtaz Saxena
34-44170 Apr. 10, 2001 Sean T. Healey
33-7969 Apr. 10, 2001 John Wellington Bagwell
34-44074a Apr. 4, 2001 Bill J. Short, II
33-7967 Apr. 3, 2001 Garry P. Isaacs
33-7966 Apr. 3, 2001 Mark E. Gould and Jackson L. Morris
First Quarter
34-44137 Mar. 30, 2001 Mark R. Avila and Stephen R. Keenum
34-44136 Mar. 30, 2001 Carl M. Apel
34-44132 Mar. 29, 2001 Michael P. Keating and Keating Advisory Group
34-44130 Mar. 29, 2001 National Steel Corporation
33-7965 Mar. 28, 2001 Kenzie, Inc., the Three Oaks Fund, L.P., the Three Oaks Advanced Fund, L.L.C., Alfred R. Gerebizza and Daniel H.Spitzer
34-44105 Mar. 27, 2001 Jerome M. Wenger
IA-1933 Mar. 20, 2001 Frederick A. Wolf
34-44056a Mar. 16, 2001 Lloyd E. Wollmershauser
34-44081 Mar. 15, 2001 David J. Naughton
34-44080 Mar. 15, 2001 Ronald L. Gaiser
34-44075 Mar. 14, 2001 Richard C. Reining, Michael R. Tompkins, Stephen R. Rawlings and Joseph L. Hill
34-44074 Mar. 14, 2001 Bill J. Short
34-44072 Mar. 14, 2001 Kevin E. Orton, CPA, and Orton & Company
34-44069 Mar. 13, 2001 Shirley A. McKinney
34-44068 Mar. 13, 2001 Michael J. McEvoy
34-44064 Mar. 12, 2001 Kevin E. Orton, CPA
34-44056 Mar. 9, 2001 Lloyd E. Wollmershauser a/k/a The PennyStockMan
33-7963 Mar. 8, 2001 Hunter Adams, Jason A. Cohen, Steven M. Cohen, David Hirsch, Jonathan D. Winston, John J. Gremmo, III, James L. Bila, Christian W. Blake, Louis R. Facchini, Jr., Roberto A. Mangiarano, Joseph P. Mannino, David M. Margules, James J. Pellizzi, David M. Pesso, Michael Pugliese, Christopher J. Russo, Howard I. Weinstein, and Robert J. Winston
Release Nos. 33-7963, 34-44051
34-44050 Mar. 8, 2001 KPMG Peat Marwick LLP
33-7962 Mar. 6, 2001 Thermotek International Inc. and Harold D. Massner
33-7961 Mar. 5, 2001 John Chapman and Alan Wolfson
Release Nos. 33-7961, 34-44041
33-7960 Mar. 5, 2001 Cary Cimino
Release Nos. 33-7960, 34-44040
34-44029 Mar. 2, 2001 William Goodhue
33-7958 Mar. 2, 2001 Sy Siegel
Release Nos. 33-7958, 34-44028
33-7957 Mar. 1, 2001 Gamal Marwan
Release Nos. 33-7957, 34-44027
34-44024 Feb. 28, 2001 WallStreet Prophet and Ricky Laine Gaspard
34-44023 Feb. 28, 2001 Log Point Technologies, Inc. and Samuel P. Shanks
34-44022 Feb. 28, 2001 iBIZ Technology Corp.
34-44016 Feb. 28, 2001 James F. Vigue and Ivy L. Gilbert
Release Nos. 34-44016, IA-1930
34-44015 Feb. 28, 2001 William H. Channell, Jr.
33-7956 Feb. 28, 2001 Stuart Bockler and Imcadvisors Inc.
34-44006 Feb. 27, 2001 Pakie V. Plastino
34-43997 Feb. 23, 2001 Allan G. Schaefer
33-7954 Feb. 22, 2001 Joseph Berryl Septimus
34-43995 Feb. 22, 2001 Todd J. Lascola
34-43990 Feb. 21, 2001 Stephen John Green
34-43967 Feb. 15, 2001 David M. Bonrouhi
34-43962 Feb. 14, 2001 Michael R. Ford, CPA
34-43961 Feb. 14, 2001 George M. Lintz
34-43960 Feb. 14, 2001 Howard M. Brenner
33-7953 Feb. 14, 2001 Computron Software, Inc., currently named AXS-One Inc.
33-7952 Feb. 14, 2001 Marketing Direct Concepts, Inc. and Michael A. Calderone
33-7951 Feb. 9, 2001 Tariq Samad Khan
Release Nos. 33-7951, 34-43947
33-7950 Feb. 9, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
33-7949 Feb. 9, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa
34-43942 Feb. 8, 2001 M. Mahmud Awan
34-43937 Feb. 7, 2001 Daniel M. Porush
34-43936 Feb. 7, 2001 Alan M. Stricoff
33-7948 Feb. 7, 2001 Isaac Hager
34-43923 Feb. 5, 2001 Secure Sign, Inc. (Formerly Yourbankonline.com), Pakie V. Plastinoand William L. Butcher C.P.A.
34-43910 Jan. 31, 2001 Charles P. Morrison CPA
34-43909 Jan. 31, 2001 Berkshire Hathaway, Inc.
33-7947 Jan. 30, 2001 Prudential Securities, Incorporated
34-43903 Jan. 30, 2001 Robert N. Young
33-7945 Jan. 29, 2001 Prudential Securities Incorporated, Stuart P. Bianchi and John C.Burch
34-43891 Jan. 26, 2001 John A. Blount, III
34-43890 Jan. 26, 2001 Regard B.Smith
34-43883 Jan. 25, 2001 Swart, Baumruk & Co., LLP, Harry J. Swart, CPA
34-43881 Jan. 24, 2001 Michael Schuchard
34-43878 Jan. 24, 2001 Ralph Glasgal
33-7942 Jan. 23, 2001 Geoffrey A. Newman
34-43850 Jan. 17, 2001 Mark Steven Lynch, CPA
34-43845 Jan. 16, 2001 Nicholas Lobue
Release Nos. 34-43845, IA-1917
33-7934 Jan. 16, 2001 H. J. Meyers & Co., Inc., Robert Setteducati, Williams Masucci, Michael Vanchanos, and James Alan Villa
Release Nos. 33-7934 and 34-43844
34-43809 Jan. 4, 2001 Transcrypt International, Inc.
34-43802 Jan. 4, 2001 Steven D. Pierrone
34-43801 Jan. 4, 2001 Stephen B. Marek
34-43800 Jan. 4, 2001 Dominic Roelandt
34-43788 Jan. 3, 2001 Countryland Wellness, Inc.

http://www.sec.gov/litigation/admin/adminarchive/adminarc2001.shtml


Modified: 10/16/2014