Frequently Requested FOIA Documents

The following materials are currently available:

• Fails-to-Deliver Data
  Note: Please read the information page before using this data and for links to archive files. This is a PKZip file: Archive size: 3 MB; decompressed size: approx. 8 MB
  Reports for the fourth quarter 2007: File name: cnsp_sec_fails_2007q4.zip.
   
• Company Information About Registered Investment Advisers
  Note: Please read the information page before using this data. This is a PKZip file: Archive size: 701KB; decompressed size: approx. 4MB
  Report as of May 2, 2008: File name: ia050208.zip
   
• Company Information About Active Broker-Dealers
  Note: Please read the information page before using this data.
  Report as of May 1, 2008: File name: bd050108.txt
   
• Full-Time Equivalents History (May 2007) File name: fulltimes.htm
   
• Budget History — BA vs. Actual Obligations (May 2007) File name: budgetact.htm
   
• SEC Credit Cardholders and Approving Officials (July 2007) File name: cardhold.htm