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National Securities Exchanges

April 12, 2017

A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934.

Following is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges:

Certain exchanges are also registered with the SEC through a notice filing under Section 6(g) of the Exchange Act for the purpose of trading security futures.

There are also two exchanges that the SEC has exempted from registration as national securities exchanges on the basis of a limited volume of transactions:

  • Arizona Stock Exchange (no longer operating pursuant to an exemption from registration as a national securities exchange)
  • SWX Europe Limited (f/k/a Virt-x; no longer operating pursuant to an exemption from registration as a national securities exchange)

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