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Division of
Trading and Markets
About the Division
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Frequently Requested Documents
Guidance on SRO Automation
Automated Systems of Self-Regulatory Organizations
Automated Systems of Self-Regulatory Organizations (II)
Staff Guidance: June 1, 2000 Memorandum to SROs and Nasdaq, from Larry E. Bergmann, Senior Associate Director, Re: Guidance for Systems Outage and System Change Notifications (2001 Staff ARP Interpretive Letter)
http://www.sec.gov/divisions/marketreg/sroautomation.shtml
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Modified: 03/08/2013
