Accounting and Auditing Enforcement Releases
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
Search Accounting and Auditing Releases
First Quarter
Release No.
Date
Action
First Quarter
AAER-3112
Jan. 29, 2010
Mark Evan Bloom (CPA)
Other Release No.: IA-2980
AAER-3111A
Jan. 28, 2010
Tsukuda-America Inc. et al.
Other Release No.: LR-21396A
AAER-3110
Jan. 27, 2010
Karen T. Baker, CPA
Other Release No.: 34-61432
AAER-3109
Jan. 21, 2010
Assurant, Inc.
Other Release No.: LR-21388
AAER-3108
Jan. 20, 2010
General Re Corporation
Other Release No.: LR-21384
AAER-3107
Jan. 20, 2010
Deanna J. Seruga, CPA
Other Release No.: 34-61385
AAER-3106
Jan. 20, 2010
John W. Dwyer, CPA
Other Release No.: 34-61384
AAER-3105
Jan. 20, 2010
Theodore P. Noncek, CPA
Other Release No.: 34-61383
AAER-3104
Jan. 19, 2010
Diane Bjorkstrom (CPA)
Other Release No.: 34-61375
AAER-3103A
Jan. 13, 2010
Applied Wellness Corporation
Other Release No.: 34-61344A
AAER-3102
Jan. 11, 2010
NATCO Group Inc.
Other Release No.: LR-21374
AAER-3101
Jan. 11, 2010
NATCO Group Inc.
Other Release No.: 34-61325
AAER-3100
Jan. 7, 2010
Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA
Other Release No.: 34-61315
AAER-3099
Jan. 7, 2010
David C. Mayfield, CPA
Other Release No.: 34-61307
AAER-3098
Jan. 7, 2010
John W. Jacobsen, CPA
Other Release No.: 34-61306
AAER-3097
Jan. 7, 2010
Charles A. Gray, CPA
Other Release No.: 34-61305
AAER-3096
Jan. 6, 2010
Scott T. Veech, CPA
Other Release No.: 34-61301
AAER-3095
Jan. 6, 2010
Osvaldo Pitters
Other Release No.: 34-61300
AAER-3094
Jan. 6, 2010
Daniel H. Bayly, et al.
Other Release No.: LR-21361
Additional AAERs
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
http://www.sec.gov/divisions/enforce/friactions.shtml