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Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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First Quarter

Release No. Date Action
First Quarter
AAER-3625 Jan. 30, 2015 Airtouch Communications, Inc., Hideyuki Kanakubo and Jerome Kaiser, CPA
Other Release Nos.: 34-74183, 33-9719
AAER-3624 Jan. 29, 2015 Laurie Bebo and John Buono, CPA
Other Release No.: 34-74177
AAER-3622 Jan. 28, 2015 First National Community Bancorp Inc. and William Lance
Other Release Nos.: 34-74161, 33-9714
AAER-3621 Jan. 27, 2015 Oppenheimer & Co. Inc.
Other Release Nos.: 33-9711, 34-74141
AAER-3620 Jan. 22, 2015 Walid Hatoum
Other Release No.: 34-74112
AAER-3619 Jan. 13, 2015 James T. Crane, CPA
Other Release No.: 34-74039

 

http://www.sec.gov/divisions/enforce/friactions.shtml

Modified: 01/30/2015