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Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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Second Quarter | First Quarter

Release No. Date Action
Second Quarter
AAER-3551 Apr. 23, 2014 Anthony J. Price, CPA
Other Release No.: 34-72005
AAER-3550 Apr. 15, 2014 Scott T. Veech, CPA
Other Release No.: 34-71951
AAER-3549 Apr. 8, 2014 CVS Caremark Corp.
Other Release No.: LR-22968
AAER-3548 Apr. 8, 2014 Laird Daniels, CPA
Other Release Nos.: 34-71896, 33-9573
First Quarter
AAER-3547 Mar. 31, 2014 S.W. Hatfield, CPA and Scott W. Hatfield, CPA
Other Release No.: 34-71833
AAER-3546 Mar. 27, 2014 Shirley Kiang
Other Release No.: 34-71824
AAER-3545 Mar. 27, 2014 L&L Energy, Inc. and Dickson Lee, CPA
Other Release Nos.: 34-71823, 33-9565
AAER-3544 Mar. 21, 2014 Brendon P. Mcdonald, CPA
Other Release No.: 34-71770
AAER-3543 Mar. 20, 2014 Thomas D. Melvin, CPA
Other Release No.: 34-71761
AAER-3542 Mar. 11, 2014 Clayton T. Marshall
Other Release Nos.: 34-71688, 33-9557
AAER-3541 Feb. 28, 2014 Paul Desjourdy, CPA, Esq.
Other Release No.: 34-71639
AAER-3540 Feb. 24, 2014 China MediaExpress Holdings, Inc. and Zheng Cheng
Other Release No.: LR-22932
AAER-3539 Feb. 21, 2014 Christopher Sells and Timothy Murawski
Other Release No.: LR-22930
AAER-3538 Feb. 21, 2014 James M. Schneider, CPA
Other Release No.: 34-71595
AAER-3537 Feb. 20, 2014 Sam Kan, CPA, and Sam Kan & Company
Other Release No.: 34-71585
AAER-3536 Feb. 19, 2014 Bdo China Dahua CPA Co., Ltd., et al.
Other Release No.: 34-71576
AAER-3535 Feb. 12, 2014 Apple REIT Six, Inc.; Apple REIT Seven, Inc.; Apple REIT Eight, Inc.; Apple REIT Nine, Inc.; Apple Six Advisors, Inc.; Apple Seven Advisors, Inc.; Apple Eight Advisors, Inc.; Apple Nine Advisors, Inc.; Glade M. Knight; and Bryan F. Peery, CPA
Other Release Nos.: 34-71546, 33-9548
AAER-3534 Feb. 11, 2014 David M. Martin CPA
Other Release No.: 34-71523
AAER-3533 Feb. 10, 2014 Uriel Sharef et al.
Other Release No.: LR-22923
AAER-3532 Feb. 5, 2014 Lawrence A. O'Donnell, CPA
Other Release No.: 34-71484
AAER-3531 Jan. 27, 2014 Deloitte Touche Tohmatsu CPA Ltd.
Other Release No.: LR-22911
AAER-3530 Jan. 24, 2014 KPMG LLP
Other Release No.: 34-71389
AAER-3529 Jan. 17, 2014 Eugene M. Egeberg III, CPA
Other Release Nos.: 34-71348, 33-9513
AAER-3528 Jan. 15, 2014 Christopher Hohol and Brian Poshak
Other Release No.: LR-22906
AAER-3527 Jan. 9, 2014 Diamond Foods, Inc.
Other Release No.: LR-22902
AAER-3526 Jan. 9, 2014 Michael Mendes
Other Release Nos.: 34-71264, 33-9508
AAER-3525 Jan. 9, 2014 Alcoa Inc.
Other Release No.: 34-71261

 

http://www.sec.gov/divisions/enforce/friactions.shtml

Modified: 04/23/2014