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Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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First Quarter

Release No. Date Action
First Quarter
AAER-3112 Jan. 29, 2010 Mark Evan Bloom (CPA)
Other Release No.: IA-2980
AAER-3111A Jan. 28, 2010 Tsukuda-America Inc. et al.
Other Release No.: LR-21396A
AAER-3110 Jan. 27, 2010 Karen T. Baker, CPA
Other Release No.: 34-61432
AAER-3109 Jan. 21, 2010 Assurant, Inc.
Other Release No.: LR-21388
AAER-3108 Jan. 20, 2010 General Re Corporation
Other Release No.: LR-21384
AAER-3107 Jan. 20, 2010 Deanna J. Seruga, CPA
Other Release No.: 34-61385
AAER-3106 Jan. 20, 2010 John W. Dwyer, CPA
Other Release No.: 34-61384
AAER-3105 Jan. 20, 2010 Theodore P. Noncek, CPA
Other Release No.: 34-61383
AAER-3104 Jan. 19, 2010 Diane Bjorkstrom (CPA)
Other Release No.: 34-61375
AAER-3103A Jan. 13, 2010 Applied Wellness Corporation
Other Release No.: 34-61344A
AAER-3102 Jan. 11, 2010 NATCO Group Inc.
Other Release No.: LR-21374
AAER-3101 Jan. 11, 2010 NATCO Group Inc.
Other Release No.: 34-61325
AAER-3100 Jan. 7, 2010 Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA
Other Release No.: 34-61315
AAER-3099 Jan. 7, 2010 David C. Mayfield, CPA
Other Release No.: 34-61307
AAER-3098 Jan. 7, 2010 John W. Jacobsen, CPA
Other Release No.: 34-61306
AAER-3097 Jan. 7, 2010 Charles A. Gray, CPA
Other Release No.: 34-61305
AAER-3096 Jan. 6, 2010 Scott T. Veech, CPA
Other Release No.: 34-61301
AAER-3095 Jan. 6, 2010 Osvaldo Pitters
Other Release No.: 34-61300
AAER-3094 Jan. 6, 2010 Daniel H. Bayly, et al.
Other Release No.: LR-21361

Additional AAERs

2009

2008

2007

2006

2005

2004

2003

2002

2001

2000

1999

 

http://www.sec.gov/divisions/enforce/friactions.shtml


Modified: 01/29/2010