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Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

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First Quarter

Release No. Date Action
First Quarter
AAER-3640 Feb. 24, 2015 The Goodyear Tire & Rubber Company
Other Release No.: 34-74356
AAER-3639 Feb. 23, 2015 Halpern & Associates LLC and Barbara Halpern, CPA
Other Release No.: 34-74350
AAER-3638 Feb. 13, 2015 Traci J. Anderson, CPA, Timothy W. Carnahan and Cyios Corporation
Other Release Nos.: 34-74273, 33-9725
AAER-3637 Feb. 11, 2015 Child, Van Wagoner & Bradshaw, PLLC, et al.
Other Release No.: 34-74262
AAER-3636 Feb. 10, 2015 William Slater, CPA and Peter E. Williams, III
Other Release No.: 34-74240
AAER-3635 Feb. 9, 2015 Kevin Morano, CPA
Other Release No.: 34-74235
AAER-3634 Feb. 9, 2015 Jeffrey P. Jorissen, CPA
Other Release No.: 34-74234
AAER-3633 Feb. 9, 2015 Mark V. Sever, CPA
Other Release No.: 34-74233
AAER-3632 Feb. 6, 2015 Marlin R. Brinsky, CPA
Other Release No.: 34-74230
AAER-3631 Feb. 6, 2015 Christopher J. Kelly, ACA
Other Release No.: 34-74229
AAER-3628 Feb. 6, 2015 David Rivard
Other Release No.: LR-23190
AAER-3627 Feb. 6, 2014 BDO China Dahua CPA Co. and Ltd.; et al.
Other Release No.: 34-74217
AAER-3626 Feb. 4, 2015 Steven Neil, CPA
Other Release No.: 34-74208
AAER-3625 Jan. 30, 2015 Airtouch Communications, Inc., Hideyuki Kanakubo and Jerome Kaiser, CPA
Other Release Nos.: 34-74183, 33-9719
AAER-3624 Jan. 29, 2015 Laurie Bebo and John Buono, CPA
Other Release No.: 34-74177
AAER-3622 Jan. 28, 2015 First National Community Bancorp Inc. and William Lance
Other Release Nos.: 34-74161, 33-9714
AAER-3621 Jan. 27, 2015 Oppenheimer & Co. Inc.
Other Release Nos.: 33-9711, 34-74141
AAER-3620 Jan. 22, 2015 Walid Hatoum
Other Release No.: 34-74112
AAER-3619 Jan. 13, 2015 James T. Crane, CPA
Other Release No.: 34-74039

 

http://www.sec.gov/divisions/enforce/friactions.shtml

Modified: 02/24/2015