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  1. Home
  2. Statutes, Rules and Forms

Statutes, Rules and Forms

Oct. 11, 2017

Statutes

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Trust Indenture Act of 1939
  • Sarbanes-Oxley Act of 2002
  • Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
  • Jumpstart Our Business Startups Act of 2012

Rules

  • Rules, Regulations and Schedules under the Securities Act, Exchange Act and Trust Indenture Act

Forms

  • Securities Act Forms
  • Exchange Act Forms
  • Trust Indenture Act Forms

Information for Certain Types of Transactions and Filers

  • Beneficial Ownership Reporting
  • Going Private Transactions
  • Proxy Solicitations
  • Tender Offers

Last Reviewed or Updated: June 22, 2015

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