Form N-2/A - Registration statement for closed-end investment companies: [Amend]
SEC Accession No. 0001206774-13-001898
Filing Date
2013-05-23
Accepted
2013-05-22 19:40:02
Documents
32

Document Format Files

Seq Description Document Type Size
1 PRE-EFFECTIVE AMENDMENT TO A REGISTRATION STATEMENT ON FORM N2 flahertycrumrine_n2a.htm N-2/A 902951
2 AMENDED AND RESTATED BYLAWS exhibit99-b_2.htm EX-99.B(2) 107343
3 FORM OF DIVIDEND REINVESTMENT AND CASH PURCHASE PLAN exhibit99-e.htm EX-99.E 15772
4 FORM OF INVESTMENT ADVISORY AGREEMENT exhibit99-g.htm EX-99.G 23420
5 FORM OF UNDERWRITING AGREEMENT exhibit99-h_1.htm EX-99.H(1) 182288
6 FORM OF DISTRIBUTION AGREEMENT exhibit99-h_2.htm EX-99.H(2) 55298
7 FORM OF MASTER AGREEMENT AMONG UNDERWRITERS exhibit99-h_3.htm EX-99.H(3) 179717
8 FORM OF MASTER SELECTED DEALERS AGREEMENT exhibit99-h_4.htm EX-99.H(4) 41010
9 FORM OF STRUCTURING FEE AGREEMENT WITH WELLS FARGO SECURITIES, LLC exhibit99-h_5.htm EX-99.H(5) 24840
10 FORM OF STRUCTURING FEE AGREEMENT WITH RAYMOND JAMES & ASSOCIATES, INC. exhibit99-h_6.htm EX-99.H(6) 25625
11 FORM OF SALES INCENTIVE FEE AGREEMENT WITH WEDBUSH SECURITIES INC. exhibit99-h_7.htm EX-99.H(7) 29705
12 FORM OF SALES INCENTIVE FEE AGREEMENT WITH STIFEL, NICOLAUS & CO., INC. exhibit99-h_8.htm EX-99.H(8) 27892
13 FORM OF SALES INCENTIVE FEE AGREEMENT WITH PERSHING LLC exhibit99-h_9.htm EX-99.H(9) 27634
14 FORM OF SALES INCENTIVE FEE AGREEMENT WITH THE GMS GROUP, LLC exhibit99-h_10.htm EX-99.H(10) 28729
15 FORM OF CUSTODY AGREEMENT exhibit99-j.htm EX-99.J 103018
16 FORM OF FUND ADMINISTRATION AND ACCOUNTING AGREEMENT exhibit99-k_ii.htm EX-99.K(II) 113509
17 FORM OF SECONDARY MARKET SUPPORT SERVICES AGREEMENT exhibit99-k_iii.htm EX-99.K(III) 61164
18 OPINION AND CONSENT OF VENABLE LLP exhibit99-l.htm EX-99.L 11293
19 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exhibit99-n.htm EX-99.N 2631
20 CERTIFICATE OF INITIAL STOCKHOLDER exhibit99-p.htm EX-99.P 5384
21 CODE OF ETHICS OF THE FUND exhibit99-r_1.htm EX-99.R(1) 32592
22 CODE OF ETHICS OF THE ADVISER exhibit99-r_2.htm EX-99.R(2) 58211
24 GRAPHIC exhibit99-h_4x8x1.jpg GRAPHIC 6766
25 GRAPHIC exhibit99-jx1x1.jpg GRAPHIC 9281
26 GRAPHIC exhibit99-k_iix1x1.jpg GRAPHIC 9523
27 GRAPHIC flahertycrumrine_n2a1x1x1.jpg GRAPHIC 14323
28 GRAPHIC flahertycrumrine_n2a1x1x2.jpg GRAPHIC 44866
29 GRAPHIC flahertycrumrine_n2a5x16x1.jpg GRAPHIC 19184
30 GRAPHIC flahertycrumrine_n2a5x16x2.jpg GRAPHIC 8654
31 GRAPHIC transmittalx8x1.jpg GRAPHIC 11052
32 GRAPHIC logo.jpg GRAPHIC 6655
33 GRAPHIC kpmg.jpg GRAPHIC 6598
  Complete submission text file 0001206774-13-001898.txt   2252031
Mailing Address 301 E. COLORADO BOULEVARD, SUITE 720 PASADENA CA 91101
Business Address 626-795-7300
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (Filer) CIK: 0001559991 (see all company filings)

EIN.: 000000000
Type: N-2/A | Act: 33 | File No.: 333-184587 | Film No.: 13866387

Mailing Address 301 E. COLORADO BOULEVARD, SUITE 720 PASADENA CA 91101
Business Address 626-795-7300
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (Filer) CIK: 0001559991 (see all company filings)

EIN.: 000000000
Type: N-2/A | Act: 40 | File No.: 811-22762 | Film No.: 13866388