EDGAR Filing Documents for 0001144204-15-034456

Form 4 - Statement of changes in beneficial ownership of securities:

SEC Accession No. 0001144204-15-034456

Filing Date

2015-05-29

Accepted

2015-05-29 16:16:37

Documents

Period of Report

2015-05-27

Document Format Files

Seq	Description	Document	Type	Size
1	OWNERSHIP DOCUMENT	v411948_4.html	4
1	OWNERSHIP DOCUMENT	v411948_4.xml	4	9439
2	EXHIBIT 24	v411948_ex24.htm	EX-24	5790
	Complete submission text file	0001144204-15-034456.txt		18456

Mailing Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 2124780000

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 15899775

Mailing Address 120 WEST FORTY-FIFTH STREET 39TH FLOOR NEW YORK NY 10036

Business Address

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 15899774

Mailing Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027

Business Address 4400 POST OAK PARKWAY SUITE 2200 HOUSTON TX 77027 (713) 292-5400

Stellus Capital Investment Corp (Issuer) CIK: 0001551901 (see all company filings)

EIN.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231

Mailing Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 2124780000

D. E. Shaw Direct Capital, L.L.C. (Reporting) CIK: 0001561691 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1212
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 15899776

Mailing Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036

Business Address 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY 10036 2124780000

State of Incorp.: DE | Fiscal Year End: 1212
Type: 4 | Act: 34 | File No.: 814-00971 | Film No.: 15899777

Filing Detail