Document Format Files
| Seq | Description | Document | Type | Size |
|---|---|---|---|---|
| 1 | FORM S-1 | ds1.htm | S-1 | 2543164 |
| 2 | AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NEOPHOTONICS CORP. | dex31.htm | EX-3.1 | 100278 |
| 3 | BYLAWS OF NEOPHOTONICS CORPORATION, AS CURRENTLY IN EFFECT | dex34.htm | EX-3.4 | 110581 |
| 4 | 2008 INVESTORS' RIGHTS AGREEMENT | dex42.htm | EX-4.2 | 499373 |
| 5 | WARRANT TO PURCHASE COMMON STOCK | dex43.htm | EX-4.3 | 31975 |
| 6 | FORM OF INDEMNIFICATION AGREEMENT | dex101.htm | EX-10.1 | 37367 |
| 7 | NEOPHOTONICS CORPORATION 2004 STOCK OPTION PLAN | dex102.htm | EX-10.2 | 321598 |
| 8 | NEOPHOTONICS CORPORATION 2007 STOCK APPRECIATION GRANTS PLAN | dex103.htm | EX-10.3 | 78737 |
| 9 | 2010 EQUITY INCENTIVE PLAN AND FORMS OF AGREEMENT | dex104.htm | EX-10.4 | 226106 |
| 10 | 2010 EMPLOYEE STOCK PURCHASE PLAN | dex105.htm | EX-10.5 | 53460 |
| 11 | LEASE BY AND BETWEEN BRE/PCCP ORCHARD, LLC AND NEOPHOTONICS CORPORATION | dex106.htm | EX-10.6 | 357527 |
| 12 | LOAN AND SECURITY AGREEMENT | dex107.htm | EX-10.7 | 675427 |
| 13 | PROPERTY LEASE CONTRACT | dex108.htm | EX-10.8 | 37478 |
| 14 | MAXIMUM COMPREHENSIVE CREDIT LINE CONTRACT | dex109.htm | EX-10.9 | 140545 |
| 15 | LOAN CONTRACT DATED FEBRUARY 13, 2009 | dex1010.htm | EX-10.10 | 54683 |
| 16 | LOAN CONTRACT DATED APRIL 7, 2009 | dex1011.htm | EX-10.11 | 54010 |
| 17 | SHORT TERM LOAN AGREEMENT DATED MAY 13, 2009 | dex1012.htm | EX-10.12 | 69291 |
| 18 | ACCOUNTS RECEIVABLE PLEDGE CONTRACT | dex1013.htm | EX-10.13 | 200829 |
| 19 | SHORT TERM LOAN AGREEMENT DATED SEPTEMBER 15, 2009 | dex1014.htm | EX-10.14 | 86036 |
| 20 | COMPREHENSIVE CREDIT LINE CONTRACT | dex1015.htm | EX-10.15 | 50005 |
| 21 | RMB LOAN CONTRACT | dex1016.htm | EX-10.16 | 69672 |
| 22 | EMPLOYMENT LETTER - TIMOTHY S. JENKS | dex1017.htm | EX-10.17 | 21111 |
| 23 | OFFER LETTER - JAMES D. FAY | dex1018.htm | EX-10.18 | 21637 |
| 24 | OFFER LETTER - DR. WUPEN YUEN | dex1019.htm | EX-10.19 | 26695 |
| 25 | OFFER LETTER - CHI YUE "RAYMOND" CHEUNG | dex1020.htm | EX-10.20 | 61769 |
| 26 | AMENDED AND RESTATED SEVERANCE AGREEMENT - TIMOTHY S. JENKS | dex1021.htm | EX-10.21 | 52959 |
| 27 | AMENDED AND RESTATED SEVERANCE AGREEMENT - JAMES D. FAY | dex1022.htm | EX-10.22 | 52289 |
| 28 | SEVERANCE AGREEMENT - BENJAMIN L. SITLER | dex1023.htm | EX-10.23 | 42979 |
| 29 | AMENDED AND RESTATED SEVERANCE AGREEMENT - DR. WUPEN YUEN | dex1024.htm | EX-10.24 | 39923 |
| 30 | NEOPHOTONICS CORPORATION NON-EMPLOYEE DIRECTOR COMPENSATION POLICY | dex1025.htm | EX-10.25 | 12982 |
| 31 | LIST OF SUBSIDIARIES OF NEOPHOTONICS CORPORATION | dex211.htm | EX-21.1 | 4148 |
| 32 | CONSENT OF PRICEWATERHOUSECOOPERS LLP | dex232.htm | EX-23.2 | 1463 |
| 34 | GRAPHIC | g59690g00z41.jpg | GRAPHIC | 7220 |
| 35 | GRAPHIC | g59690g09n94.jpg | GRAPHIC | 11599 |
| 36 | GRAPHIC | g59690g10h98.jpg | GRAPHIC | 375945 |
| 37 | GRAPHIC | g59690g11r78.jpg | GRAPHIC | 5062 |
| 38 | GRAPHIC | g59690g15a21.jpg | GRAPHIC | 9972 |
| 39 | GRAPHIC | g59690g22j53.jpg | GRAPHIC | 14790 |
| 40 | GRAPHIC | g59690g26r17.jpg | GRAPHIC | 6856 |
| 41 | GRAPHIC | g59690g29r81.jpg | GRAPHIC | 8950 |
| 42 | GRAPHIC | g59690g38u93.jpg | GRAPHIC | 8099 |
| 43 | GRAPHIC | g59690g39v51.jpg | GRAPHIC | 14478 |
| 44 | GRAPHIC | g59690g49n55.jpg | GRAPHIC | 8647 |
| 45 | GRAPHIC | g59690g51f32.jpg | GRAPHIC | 5911 |
| 46 | GRAPHIC | g59690g56h91.jpg | GRAPHIC | 12329 |
| 47 | GRAPHIC | g59690g60o07.jpg | GRAPHIC | 7480 |
| 48 | GRAPHIC | g59690g66a01.jpg | GRAPHIC | 10195 |
| 49 | GRAPHIC | g59690g68q36.jpg | GRAPHIC | 11047 |
| 50 | GRAPHIC | g59690g69f12.jpg | GRAPHIC | 347387 |
| 51 | GRAPHIC | g59690g88w64.jpg | GRAPHIC | 10245 |
| 52 | GRAPHIC | g59690g92l92.jpg | GRAPHIC | 7038 |
| 53 | GRAPHIC | g85659ex10-10_pg001.jpg | GRAPHIC | 9453 |
| 54 | GRAPHIC | g85659ex10-11_pg001.jpg | GRAPHIC | 9687 |
| 55 | GRAPHIC | g85659ex10-12_pg001.jpg | GRAPHIC | 4747 |
| 56 | GRAPHIC | g85659ex10-13_pg001.jpg | GRAPHIC | 9957 |
| 57 | GRAPHIC | g85659ex10-14_pg001.jpg | GRAPHIC | 4920 |
| 58 | GRAPHIC | g85659ex10-9_pg001.jpg | GRAPHIC | 9646 |
| 59 | GRAPHIC | g85659g13h13.jpg | GRAPHIC | 4154 |
| 60 | GRAPHIC | g85659g13w51.jpg | GRAPHIC | 5674 |
| 61 | GRAPHIC | g85659g62y70.jpg | GRAPHIC | 18119 |
| 62 | GRAPHIC | g85659g65d04.jpg | GRAPHIC | 9975 |
| 63 | GRAPHIC | g85659g67a09.jpg | GRAPHIC | 6109 |
| 64 | filename64.htm | COVER | 5268 | |
| Complete submission text file | 0001193125-10-084460.txt | 7491174 |
IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-166096 | Film No.: 10752859
SIC: 3674 Semiconductors & Related Devices
Assistant Director 10
