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Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0001209191-14-032777
Filing Date
2014-05-12
Accepted
2014-05-12 07:11:33
Documents
1
Period of Report
2014-05-09

Document Format Files

Seq Description Document Type Size
1 FORM 4 SUBMISSION doc4.html 4  
1 FORM 4 SUBMISSION doc4.xml 4 10892
  Complete submission text file 0001209191-14-032777.txt   12523
Mailing Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137
Business Address 4400 BISCAYNE BLVD. 12TH FLOOR MIAMI FL 33137 212-409-2000
LADENBURG THALMANN FINANCIAL SERVICES INC (Issuer) CIK: 0001029730 (see all company filings)

IRS No.: 650701248 | State of Incorp.: FL | Fiscal Year End: 1231
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address C/O GAINES BERLAND INC 1055 STEWART AVENUE BETHPAGE NY 11714
Business Address
ROSENSTOCK RICHARD J (Reporting) CIK: 0001044006 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-15799 | Film No.: 14831192