This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-13-02 | Rulemaking:Transactions of Investment Companies With Portfolio and Subadviser Affiliates |
Status:
Final
Rule
Transactions of Investment Companies With Portfolio and Subadviser Affiliates
IC-25888
|
Issue Date: | File Number:S7-13-02 | Rulemaking:Transactions of Investment Companies With Portfolio and Subadviser Affiliates |
Status:
Proposed
Rule
Transactions of Investment Companies With Portfolio and Subadvisory Affiliates
IC-25557
|
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Modified: Feb. 20, 2024