This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-12-22 |
Rulemaking:Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer
Trading and Markets
|
Status:
Final
Rule
Further Definition of “As a Part of a Regular Business”
34-99477
|
Issue Date: | File Number:S7-12-22 |
Rulemaking:Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer
Trading and Markets
|
Status:
Proposed
Rule
Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer
34-94524
|
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Modified: Feb. 20, 2024