Proposed Rule
Incentive-Based Compensation Arrangements
Overview
The OCC, Board, FDIC, OTS, NCUA, SEC, and FHFA (the Agencies) are proposing rules to implement section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The proposed rule would require the reporting of incentive-based compensation arrangements by a covered financial institution and prohibit incentive-based compensation arrangements at a covered financial institution that provide excessive compensation or that could expose the institution to inappropriate risks that could lead to material financial loss.
Resources
Details
Public Comments Due
May 31, 2011
File Number
S7-12-11
Rule Type
Proposed
Release Number
34-64140
SEC Issue Date
March 29, 2011
Federal Register Publish Date
April 14, 2011
Document Citation
76 FR 21169
RIN
1550-AC49, 1557-AD39, 2590-AA42, 3064-AD56, 3133-AD88, 3235-AL06, 7100-AD69
Public Comments