Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Feb. 3, 2023	Respondents: Annetta Budhu Release No. LR-25631
Date: Feb. 3, 2023	Respondents: Windsor Jones LLC and Anthony Collins Release No. LR-25632 See Also: SEC Complaint
Date: Feb. 2, 2023	Respondents: Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group) Release No. LR-25629 See Also: SEC Complaint
Date: Feb. 2, 2023	Respondents: John C. Wilson II, et al. Release No. LR-25630 See Also: Judgment
Date: Feb. 1, 2023	Respondents: Seong Yeol Lee and Ameritrust Corporation, et al. Release No. LR-25627 See Also: SEC Complaint
Date: Feb. 1, 2023	Respondents: John Brian McLane, Jr. and Paul Anthony Nash Release No. LR-25628 See Also: SEC Complaint , Judgment - Nash , Judgment - McLane
Date: Jan. 26, 2023	Respondents: Laura, et al. Release No. LR-25626 See Also: SEC Complaint
Date: Jan. 24, 2023	Respondents: Anthony B. Liddle Release No. LR-25622 See Also: SEC Complaint
Date: Jan. 24, 2023	Respondents: Jack C. Ridall and Guss Capital, LLC Release No. LR-25624 See Also: SEC Complaint
Date: Jan. 24, 2023	Respondents: Austin D. Ellison-Meade Release No. LR-25625 See Also: SEC Complaint
Date: Jan. 23, 2023	Respondents: Charlie Abujudeh Release No. LR-25621 See Also: Judgment
Date: Jan. 23, 2023	Respondents: Avraham Eisenberg Release No. LR-25623 See Also: SEC Complaint
Date: Jan. 20, 2023	Respondents: Terrance Reagan and Nathaniel Clay Release No. LR-25619 See Also: SEC Complaint
Date: Jan. 20, 2023	Respondents: Robert Donald Bruce Genovese, et al. Release No. LR-25620 See Also: SEC Complaint
Date: Jan. 19, 2023	Respondents: Samuel Bankman-Fried Release No. LR-25616 See Also: SEC Complaint
Date: Jan. 19, 2023	Respondents: Caroline Ellison and Zixiao "Gary" Wang Release No. LR-25617 See Also: SEC Complaint
Date: Jan. 19, 2023	Respondents: John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown Release No. LR-25618 See Also: SEC Complaint
Date: Jan. 17, 2023	Respondents: Todd Zinkwich Release No. LR-25615 See Also: Judgment
Date: Jan. 13, 2023	Respondents: Gerard R. Hug and Kurt W. Streams Release No. LR-25614
Date: Jan. 12, 2023	Respondents: Covington & Burling LLP Release No. LR-25612 See Also: Application
Date: Jan. 12, 2023	Respondents: Yossi Engel Release No. LR-25613 See Also: SEC Complaint
Date: Jan. 11, 2023	Respondents: Jason Sugarman Release No. LR-25611 See Also: SEC Complaint
Date: Jan. 6, 2023	Respondents: Reven Holdings, Inc., et al. Release No. LR-25609 See Also: SEC Complaint
Date: Jan. 6, 2023	Respondents: Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco Release No. LR-25610 See Also: SEC Complaint
Date: Jan. 5, 2023	Respondents: Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC Release No. LR-25608 See Also: SEC Complaint
Date: Jan. 4, 2023	Respondents: Cooper J. Morgenthau Release No. LR-25605 See Also: SEC Complaint
Date: Jan. 4, 2023	Respondents: DiScala et al. Release No. LR-25606
Date: Jan. 4, 2023	Respondents: Michael Liberty et al. Release No. LR-25607 See Also: Judgment - Paul Hess
Date: Jan. 3, 2023	Respondents: Melville Peter ten Cate Release No. LR-25604 See Also: SEC Complaint , Judgment
Date: Dec. 27, 2022	Respondents: Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant Release No. LR-25603 See Also: Judgment
Date: Dec. 22, 2022	Respondents: The Nutmeg Group LLC, Randall Goulding, and David Goulding Release No. LR-25601 See Also: Court Order imposing Injunctions Against Randall Goulding
Date: Dec. 22, 2022	Respondents: Medsis International, Inc. et al. Release No. LR-25602 See Also: Judgment
Date: Dec. 21, 2022	Respondents: Justin W. Keener d/b/a JMJ Financial Release No. LR-25598 See Also: Judgment
Date: Dec. 21, 2022	Respondents: Thor Technologies, Inc. and David Chin Release No. LR-25599 See Also: SEC Complaint - Matthew Moravec , Inc. and David Chin
Date: Dec. 21, 2022	Respondents: Knox et al. Release No. LR-25600 See Also: Judgment - Roger Knox , Judgment - Wintercap SA
Date: Dec. 20, 2022	Respondents: Lawrence Billimek and Alan Williams Release No. LR-25595 See Also: SEC Complaint
Date: Dec. 20, 2022	Respondents: Nader Pourhassan and Kazem Kazempour Release No. LR-25596 See Also: SEC Complaint
Date: Dec. 20, 2022	Respondents: Oi2Go Media Technologies, Inc. and Anthony Michael Hernandez Release No. LR-25597 See Also: SEC Complaint
Date: Dec. 19, 2022	Respondents: Brian Kistler and New Opportunity Business Solutions, Inc. a/k/a NOBS Release No. LR-25594 See Also: SEC Complaint
Date: Dec. 16, 2022	Respondents: John Fernandez, et al. Release No. LR-25593 See Also: SEC Complaint
Date: Dec. 15, 2022	Respondents: Da Silva, et al.; Release No. LR-25592 See Also: SEC Complaint
Date: Dec. 14, 2022	Respondents: Edward Constantin, et al. Release No. LR-25591
Date: Dec. 13, 2022	Respondents: J.H. Darbie & Co., Inc. Release No. LR-25590 See Also: SEC Complaint
Date: Dec. 9, 2022	Respondents: George Iakovou, Vika Ventures LLC, and Penelope Zbravos, Civ. Action Release No. LR-25588 See Also: SEC Complaint
Date: Dec. 9, 2022	Respondents: In Ovations Holdings, Inc. and Mark Goldberg Release No. LR-25589 See Also: SEC Complaint
Date: Dec. 6, 2022	Respondents: Eric T. Landis, et al. Release No. LR-25587 See Also: SEC Complaint , Judgment
Date: Dec. 5, 2022	Respondents: Joseph R. Earle Jr, Barry D. Reagh, William Clayton, Francis T. Dudley, Steven E. Bryant, Upper Street Marketing, Inc. and Project Growth International, Inc. Release No. LR-25586 See Also: SEC Complaint
Date: Dec. 2, 2022	Respondents: Bruce Conway et al. Release No. LR-25585 See Also: Application for Order to Show Cause
Date: Dec. 1, 2022	Respondents: Adam Rogas, et. al Release No. LR-25583 See Also: SEC Complaint
Date: Dec. 1, 2022	Respondents: James Robinson and David Kennedy Release No. LR-25584 See Also: SEC Complaint
Date: Nov. 30, 2022	Respondents: Yinghang "James" Yang and Yuanbiao Chen Release No. LR-25582
Date: Nov. 29, 2022	Respondents: William Sadleir Release No. LR-25581 See Also: Judgment
Date: Nov. 21, 2022	Respondents: Ruben James Rojas Release No. LR-25580 See Also: Judgment
Date: Nov. 17, 2022	Respondents: GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery Release No. LR-25579 See Also: SEC Complaint
Date: Nov. 16, 2022	Respondents: Charles Rustin Holzer, Fernando Motta Moraes Release No. LR-25578
Date: Nov. 14, 2022	Respondents: Adrian J. Kawuba, Civ. Action Release No. LR-25577 See Also: SEC Complaint
Date: Nov. 10, 2022	Respondents: Infinity Q Diversified Alpha Fund Release No. LR-25575 See Also: SEC Complaint
Date: Nov. 10, 2022	Respondents: Brian Wong Release No. LR-25576 See Also: SEC Complaint
Date: Nov. 9, 2022	Respondents: Matthew O. Clason Release No. LR-25574
Date: Nov. 7, 2022	Respondents: LBRY, Inc. Release No. LR-25573
Date: Nov. 4, 2022	Respondents: Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, Jonathan Tetreault Release No. LR-25571 See Also: SEC Complaint - Jonathan Tetreault , Keleionalani Akana Taylor
Date: Nov. 4, 2022	Respondents: Costello et al. Release No. LR-25572
Date: Nov. 3, 2022	Respondents: David R. Gibson, et al. Release No. LR-25568
Date: Nov. 3, 2022	Respondents: Jeremy K. Rounsville Release No. LR-25569 See Also: SEC Complaint
Date: Nov. 3, 2022	Respondents: Dean Patrick McDermott, McDermott Investment Advisors, LLC, and McDermott Investment Services Release No. LR-25570
Date: Nov. 1, 2022	Respondents: Syed Arham Arbab, Tomas Javier Jimenez, Blake Douglas McKinney, Mushfiqur Rahman, John Ryan Shows, and William Carl Spagnoli Release No. LR-25567 See Also: SEC Complaint
Date: Oct. 27, 2022	Respondents: Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen Release No. LR-25566
Date: Oct. 25, 2022	Respondents: Ramiro Jose Sugranes, et al. Release No. LR-25565 See Also: SEC Complaint , Amended SEC Complaint , Administrative Proceedings Release , Administrative Proceedings Release
Date: Oct. 24, 2022	Respondents: Cetera Advisors, LLC and Cetera Advisor Networks, LLC Release No. LR-25564 See Also: SEC Complaint
Date: Oct. 21, 2022	Respondents: Gomes et al. Release No. LR-25563 See Also: Memorandum And Order
Date: Oct. 18, 2022	Respondents: The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants Release No. LR-25560 See Also: SEC Complaint
Date: Oct. 18, 2022	Respondents: Kevin B. Merrill, et al. Release No. LR-25561
Date: Oct. 18, 2022	Respondents: Brent David Willis Release No. LR-25562 See Also: SEC Complaint
Date: Oct. 17, 2022	Respondents: In Ovations Holdings, Inc., and Mark Goldberg Release No. LR-25559 See Also: SEC Complaint
Date: Oct. 14, 2022	Respondents: Keith Springer and Springer Investment Management, Inc. dba Springer Financial Advisors Release No. LR-25557
Date: Oct. 14, 2022	Respondents: National Realty Investment Advisors LLC, Rey E. Grabato II, Daniel Coley O'Brien, Thomas Nicholas Salzano and Arthur S. Scutaro, a/k/a Arthur S. Scuttaro, and Relief Defendants Olena Budinska and Jamie A. Samul, a/k/a Jamie Salzano Release No. LR-25558 See Also: SEC Complaint
Date: Oct. 11, 2022	Respondents: Lev Parnas Release No. LR-25555
Date: Oct. 11, 2022	Respondents: Cronin and Joseph Release No. LR-25556
Date: Oct. 7, 2022	Respondents: Ronald T. Molo Release No. LR-25554
Date: Oct. 6, 2022	Respondents: Donald J. Kellen Release No. LR-25551 See Also: Judgment
Date: Oct. 6, 2022	Respondents: Justin Costello and David Ferraro Release No. LR-25552 See Also: SEC Complaint
Date: Oct. 6, 2022	Respondents: The Hydrogen Technology Corporation, Michael Ross Kane, and Tyler Ostern Release No. LR-25553 See Also: SEC Complaint , Judgment - Tyler Ostern
Date: Oct. 4, 2022	Respondents: Steven H. Davis, et. al Release No. LR-25549, AAER-4352
Date: Oct. 4, 2022	Respondents: JMJ Capital Group and Richard Lee Ramirez Release No. LR-25550 See Also: SEC Complaint
Date: Oct. 3, 2022	Respondents: Mauricio Chavez, et al. Release No. LR-25547 See Also: SEC Complaint , Spanish Language Version
Date: Oct. 3, 2022	Respondents: Harpreet Saini and John Lester Mandac Natividad Release No. LR-25548 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Arbitrade Ltd., et al. Release No. LR-25537 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Vivera Pharmaceuticals, Inc., EFT Global Holdings, Inc. d/b/a Sentar Pharmaceuticals, and Paul P. Edalat Release No. LR-25538 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Mark J. McKinley, et al. Release No. LR-25539 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: RBF Trust LLC (a Florida Limited Liability Company), Paulo Fernando De Bastos, Joao Pedro Fonseca, RBF Trust LLC (a Michigan Limited Liability Company), D3 Gestion Immobiliere LLC (a Michigan Limited Liability Company), and D3 Gestion Immobiliere LLC (a Florida Limited Liability Company) Release No. LR-25540 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Jonathan William Mikula, et al. Release No. LR-25541 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Scott Lindell Release No. LR-25542 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Daniel Moser Release No. LR-25543, AAER-4351 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Ari Lauer Release No. LR-25544 See Also: SEC Complaint
Date: Sept. 30, 2022	Respondents: Charles Rustin Holzer, Fernando Motta Moraes Release No. LR-25545 See Also: SEC Complaint - Charles Rustin Holzer , SEC Complaint - Fernando Motta Moraes
Date: Sept. 30, 2022	Respondents: David Stephens et al. Release No. LR-25546 See Also: SEC Complaint
Date: Sept. 29, 2022	Respondents: Jason Nordlund Release No. LR-25535 See Also: SEC Complaint
Date: Sept. 29, 2022	Respondents: Bradley A. Goodbred Release No. LR-25536 See Also: SEC Complaint
Date: Sept. 28, 2022	Respondents: Charles Parrino Release No. LR-25528 See Also: SEC Complaint
Date: Sept. 28, 2022	Respondents: Matthew Nicosia, William Reninger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25529 See Also: SEC Complaint