National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-102992 | May 5, 2025 | SR-ISE-2025-12 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Permit FLEX Trading in Options on the iShares Bitcoin Trust ETF Comments Due: 21 days after date of publication in the Federal Register. See Also - Exhibit 5a1 Submit a Comment on SR-ISE-2025-12
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| 34-102996 | May 5, 2025 | SR-NYSEAMER-2024-78 | NYSE American LLC (NYSEAMER) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules Related to Flexible Exchange Options Comments Due: 21 days after publication in the Federal Register. View Received Comments See Also - Exhibit 5 |
| 34-102991 | May 5, 2025 | SR-CboeBZX-2025-059 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change Related to the 2x Long VIX Futures ETF (“UVIX”) and the -1x Short VIX Futures ETF (“SVIX”) Comments Due: 21 days after publication in the Federal Register. |
| 34-102988 | May 5, 2025 | SR-NASDAQ-2025-005 | The Nasdaq Stock Market LLC (NASDAQ) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Litecoin ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: 21 days after date of publication in the Federal Register. Rebuttal comments should be submitted 35 days after date of publication in the Federal Register. View Received Comments |
| 34-102990 | May 5, 2025 | SR-CboeBZX-2025-058 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.23 Regarding the Closing Auction Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102989 | May 5, 2025 | SR-NYSEARCA-2025-34 | NYSE Arca (NYSEARCA) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35-E (Auctions) regarding Indicative Match Price Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102985 | May 2, 2025 | SR-NYSEAMER-2025-27 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule to Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program... Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102975 | May 2, 2025 | SR-GEMX-2025-09 | Nasdaq GEMX, LLC (GEMX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue the Options Regulatory Fee Model Scheduled to Be Implemented in June 2025 Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102970 | May 2, 2025 | SR-CboeEDGX-2025-032 | Cboe EDGX Exchange, Inc. (CboeEDGX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fee Schedule to Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-102979 | May 2, 2025 | SR-NYSE-2024-47 | New York Stock Exchange LLC (NYSE) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 102.01 of the NYSE Listed Company Manual to Provide that the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When... View Received Comments |