National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-96753 | SEC Issue Date:Jan 26, 2023 | File Number:SR-NYSE-2023-07 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 4120 Comments Due: February 22, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-07
|
| Release Number:34-96745 | SEC Issue Date:Jan 25, 2023 | File Number:SR-NYSE-2023-05 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 107B Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96714 | SEC Issue Date:Jan 19, 2023 | File Number:SR-NYSE-2023-06 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2) Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96701 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-03 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96688 | SEC Issue Date:Jan 18, 2023 | File Number:SR-NYSE-2023-04 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-96636 | SEC Issue Date:Jan 11, 2023 | File Number:SR-NYSE-2023-02 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-96622 | SEC Issue Date:Jan 10, 2023 | File Number:SR-NYSE-2023-01 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96591 | SEC Issue Date:Dec 29, 2022 | File Number:SR-NYSE-2022-58 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Temporary Rule Relief in Rule 36.30 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-96583 | SEC Issue Date:Dec 23, 2022 | File Number:SR-NYSE-2022-56 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: January 19, 2023 See Also - Exhibit 5 |
| Release Number:34-96556 | SEC Issue Date:Dec 21, 2022 | File Number:SR-NYSE-2022-57 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Certain Annual Listing Fee Set Forth in Section 902.03 of the NYSE Listed Company Manual Comments Due: January 18, 2023 See Also - Exhibit 5 |