National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98899 | SEC Issue Date:Nov 9, 2023 | File Number:SR-NYSEARCA-2023-77 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Comments Due: December 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSEARCA-2023-77
|
| Release Number:34-98894 | SEC Issue Date:Nov 9, 2023 | File Number: SR-NYSEARCA-2023-76 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: December 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98876 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSEARCA-2023-74 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department |
| Release Number:34-98857 | SEC Issue Date:Nov 3, 2023 | File Number:SR-NYSEARCA-2023-73 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E Comments Due: days after publication in the Federal Register. Comments Due: November 30, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98780 | SEC Issue Date:Oct 23, 2023 | File Number:SR-NYSEARCA-2023-70 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: November 17, 2023 View Received Comments |
| Release Number:34-98765 | SEC Issue Date:Oct 17, 2023 | File Number:SR-NYSEARCA-2023-71 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the John Hancock Fundamental All Cap Core ETF Under Rule 8.601-E, Active Proxy Portfolio Shares Comments Due: November 13, 2023 |
| Release Number:34-98693 | SEC Issue Date:Oct 5, 2023 | File Number:SR-NYSEARCA-2023-69 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Comments Due: November 3, 2023 See Also - Exhibit 5 |
| Release Number:34-98676 | SEC Issue Date:Oct 3, 2023 | File Number:SR-NYSEARCA-2023-68 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Options Regulatory Fee Comments Due: October 31, 2023 See Also - Exhibit 5 |
| Release Number:34-98663 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NYSEARCA-2023-67 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Focused Dynamic Growth ETF and the American Century Focused Large Cap Value ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shar Comments Due: October 25, 2023 |
| Release Number:34-98607 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NYSEARCA-2023-44 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Notice of Filing of Amendment No. 1 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust S Comments Due: November 8, 2023 |