National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98111 | SEC Issue Date:Aug 11, 2023 | File Number:SR-NYSE-2023-30 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2023-30
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| Release Number:34-98048 | SEC Issue Date:Aug 3, 2023 | File Number:SR-NYSE-2023-25 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: August 30, 2023 See Also - Exhibit 5 |
| Release Number:34-97998 | SEC Issue Date:Jul 26, 2023 | File Number:SR-NYSE-2023-27 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| Release Number:34-97909 | SEC Issue Date:Jul 14, 2023 | File Number:SR-NYSE-2023-26 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List Comments Due: August 10, 2023 See Also - Exhibit 5 |
| Release Number:34-97747 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSE-2023-23 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 17, 2023 See Also - Exhibit 5 |
| Release Number:34-97741 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSE-2023-24 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 17, 2023 |
| Release Number:34-97725 | SEC Issue Date:Jun 14, 2023 | File Number:SR-NYSE-2023-22 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 308 Comments Due: July 12, 2023 See Also - Exhibit 5 |
| Release Number:34-97718 | SEC Issue Date:Jun 13, 2023 | File Number:SR-NYSE-2023-20 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List Comments Due: July 11, 2023 See Also - Exhibit 5 |
| Release Number:34-97710 | SEC Issue Date:Jun 13, 2023 | File Number:SR-NYSE-2023-21 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 11, 2023 See Also - Exhibit 5 |
| Release Number:34-97688 | SEC Issue Date:Jun 9, 2023 | File Number:SR-NYSE-2023-12 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Section 303A.14 of the NYSE Listed Company Manual to Establish Listing Standards Related to Recovery of Er Comments Due: July 5, 2023 See Also - Exhibit 5 |