National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-98475 | SEC Issue Date:Sep 21, 2023 | File Number:SR-NASDAQ-2023-037 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NOM Options 7, Section 2 Comments Due: October 18, 2023 See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-037
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| Release Number:34-98386 | SEC Issue Date:Sep 14, 2023 | File Number:SR-NASDAQ-2023-025 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
| Release Number:34-98367 | SEC Issue Date:Sep 12, 2023 | File Number:SR-NASDAQ-2023-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Granting Approval of a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |
| Release Number: 34-98366 | SEC Issue Date:Sep 12, 2023 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |
| Release Number:34-98321 | SEC Issue Date:Sep 7, 2023 | File Number:SR-NASDAQ-2022-079 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules 4702(b)(14) and (b)(15) Concerning Dynamic M-ELO Holding Period Comments Due: October 4, 2023 See Also - Exhibit 3a, Exhibit 3b, Exhibit 4, Exhibit 5 |
| Release Number:34-98285 | SEC Issue Date:Sep 5, 2023 | File Number:SR-NASDAQ-2023-031 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Requirements Relating to The Waiver of The Code of Conduct in Listing Rule 5610 and IM-5610 Comments Due: October 2, 2023 View Received Comments |
| Release Number:34-98267 | SEC Issue Date:Aug 31, 2023 | File Number:SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 9, 2023 View Received Comments |
| Release Number:34-98262 | SEC Issue Date:Aug 31, 2023 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: August 11, 2023 View Received Comments |
| Release Number:34-98225 | SEC Issue Date:Aug 25, 2023 | File Number:SR-NASDAQ-2023-030 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule to Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 and to Make Further Amendments to Rules 4702 and 4703 Comments Due: September 21, 2023 See Also - Exhibit 5 |
| Release Number:34-98172 | SEC Issue Date:Aug 21, 2023 | File Number:SR-NASDAQ-2023-017 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A |