National Securities Exchanges
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National Securities Exchanges Table
Release Number
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File Number
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SRO Organization
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Details
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Release Number:34-98843 | SEC Issue Date:Nov 1, 2023 | File Number:SR-NASDAQ-2023-025 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Approving a Proposed Rule Change Related to Notification and Disclosure of Reverse Stock Splits |
Release Number:34-98768 | SEC Issue Date:Oct 18, 2023 | File Number:SR-NASDAQ-2023-041 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading Comments Due: November 14, 2023 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NASDAQ-2023-041
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Release Number:34-98744 | SEC Issue Date:Oct 13, 2023 | File Number:SR-NASDAQ-2023-039 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 View Received Comments See Also - Exhibit 5 |
Release Number:34-98721 | SEC Issue Date:Oct 11, 2023 | File Number:SR-NASDAQ-2023-040 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Comments Due: November 7, 2023 See Also - Exhibit 5 |
Release Number:34-98659 | SEC Issue Date:Sep 29, 2023 | File Number:SR-NASDAQ-2023-022 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity View Received Comments |
Release Number:34-98610 | SEC Issue Date:Sep 28, 2023 | File Number: SR-NASDAQ-2023-016 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Trust under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal comments: November 8, 2023 |
Release Number:34-98606 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NASDAQ-2023-019 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: October 25, 2023 Rebuttal Comments: November 8, 2023 |
Release Number:34-98582 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NASDAQ-2023-038 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Equity 7, Section 115 Comments Due: 21 days after date of publication in the Federal Register. |
Release Number:34-98563 | SEC Issue Date:Sep 27, 2023 | File Number:SR-NASDAQ-2023-035 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) Comments Due: October 24, 2023 View Received Comments |
Release Number:34-98489 | SEC Issue Date:Sep 22, 2023 | File Number:SR-NASDAQ-2023-036 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Proposed Rule Change to Amend Rule 4120 and Rule 4753 Comments Due: October 19, 2023 View Received Comments See Also - Exhibit 5 |