National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98091 | SEC Issue Date:Aug 8, 2023 | File Number:SR-ISE-2023-15 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 Submit a Comment on SR-ISE-2023-15
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| Release Number:34-98066 | SEC Issue Date:Aug 7, 2023 | File Number:SR-ISE-2023-13 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration Comments Due: September 1, 2023 See Also - Exhibit 5 |
| Release Number:34-98057 | SEC Issue Date:Aug 4, 2023 | File Number:SR-ISE-2023-14 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ISE’s Options Regulatory Fee Comments Due: August 31, 2023 See Also - Exhibit 5 |
| Release Number:34-98040 | SEC Issue Date:Aug 2, 2023 | File Number:SR-ISE-2023-11 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 View Received Comments |
| Release Number:34-97736 | SEC Issue Date:Jun 15, 2023 | File Number:SR-ISE-2023-12 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 3 and 6 Comments Due: July 13, 2023 See Also - Exhibit 5 |
| Release Number:34-97719 | SEC Issue Date:Jun 13, 2023 | File Number:SR-ISE-2023-11 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in Supplementary Material .03 of Options 4, Section 5 Comments Due: July 11, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97626 | SEC Issue Date:May 31, 2023 | File Number:SR-ISE-2023-08 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots Comments Due: July 11, 2023 |
| Release Number:34-97605 | SEC Issue Date:May 26, 2023 | File Number:SR-ISE-2023-10 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Certain Trading Functionality Comments Due: June 23, 2023 |
| Release Number:34-97386 | SEC Issue Date:Apr 26, 2023 | File Number:SR-ISE-2023-09 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 See Also - Exhibit 5 |
| Release Number:34-97261 | SEC Issue Date:Apr 7, 2023 | File Number:SR-ISE-2023-08 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots |