We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-100197 SEC Issue Date:May 21, 2024 File Number:SR-Phlx-2024-23 SRO Organization:Nasdaq PHLX LLC (Phlx) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-100196 SEC Issue Date:May 21, 2024 File Number:SR-NASDAQ-2024-022 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-100202 SEC Issue Date:May 21, 2024 File Number:SR-CboeBYX-2024-015 SRO Organization:Cboe BYX Exchange, Inc. (CboeBYX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-100195 SEC Issue Date:May 21, 2024 File Number:SR-BX-2024-017 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
See Also - Exhibit 5
Release Number:34-100193 SEC Issue Date:May 21, 2024 File Number:SR-CboeBZX-2024-039 SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-100188 SEC Issue Date:May 21, 2024 File Number:SR-NASDAQ-2024-016 SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for Certain Market Data and Connectivity Products and to Maintain the Current Fees for Such Products if Members Meet a Mini
Release Number: 34-100187 SEC Issue Date:May 21, 2024 File Number:SR-NYSECHX-2024-18 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules Concerning Supervision to Adopt Rules Based on NYSE American Rules 3110 - Equities and 3120 - Equities
Comments Due: 21 days after publication in the Federal Register.
Release Number:34-100182 SEC Issue Date:May 20, 2024 File Number:SR-CboeEDGX-2024-026 SRO Organization:Cboe EDGX Exchange, Inc. (CboeEDGX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Connectivity Offering Through Dedicated Cores
Comments Due: 21 days after publication in the Federal Register.
Release Number:34-100168 SEC Issue Date:May 17, 2024 File Number:SR-NYSE-2024-28 SRO Organization:New York Stock Exchange LLC (NYSE) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 4530
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
Release Number:34-100160 SEC Issue Date:May 16, 2024 File Number:SR-PHLX-2024-15 SRO Organization:Nasdaq PHLX LLC (Phlx) Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders
Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments Due: 35 days after publication in the Federal Register.
View Received Comments
Submit a Comment on Submit Comments on SR-PHLX-2024-15 - Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders